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RayRapp wrote: Zero accidents mantra is my no.1 pet hate.
Me too, closely followed by signs at the gate saying "zero accidents in XXX days"
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Walker, another thing we both have in common as well as being health and safety practitioners...or is that health and safety barristers. ;)
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Touching briefly on post 80. To mitigate an effect, don’t you first have to know its cause?
On the flip side, if a particular site says “Zero accidents in xxx days”, do the safety professionals on that site no why it has been accident free?
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Prof. Trevor Kletz said on more than one occasion. 1. All error is human error because: People have to decide what to do. People have to decide how to do it. People have to do it. 2. We should be asking not what caused the accident but what should we do differently in the future. Prof. James Reason argued that 1. the basic premise in the system approach is that humans are fallible and errors are to be expected, even in the best organisations. Errors are seen as consequences rather than causes, having their origins not so much in the perversity of human nature as in "upstream" systemic factors. 2. we cannot change the human condition but we can change the conditions in which humans work.
The responsibility for defining and designing that system is one of management. That fact does not eliminate or negate individual responsibility at any level in the organisation. That individual responsibility is defined through review of the type of failure(s) that has (have) occurred.
It seems clear to me then that some form of approach to understanding how such complex matters exist in any organisation is required. What is the best approach for the man in the street if not multiple cause analysis?
The question of bias is a bit of a red herring in my view. It is true, of course, that using the multiple cause theory may prompt questions in all sorts of areas but the relevance is determined by the investigators. If they are skilled investigators they will know only too well the dangers of bias. I accept that if they are less experienced there is a danger that they will find system errors that are not actually relevant or significant bjt then that would surely apply for any systemic approach? Are we then concerned here that this approach forces an investigator to find errors in the definition and design of the system when there are none? Or that it will always fail to correctly identify what failures led to the event? If multiple cause is discredited how then do Difford and others propose that we identify causes unless we also consider the system that has been defined and designed to minimise both the likelihood and more importantly the consequences of failure?
As to zero accidents and days lost since boards! I have never liked them. Zero accidents is not a target but a cultural statement. Focusing on just one headline aspect, days since last, is bound to create complacency and cannot alone show how well (or badly) an organisation performs. I well remember a site which had worked for five years without a day lost; then a major loss of containment led to several lost time injuries and the board went from 1786 to 0. Heaven to hell in one swift stroke of the pen! Not a useful picture of H&S on the site at all. P48
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Difford, in reply to your post 75: Perhaps I did not express myself clearly....my point is that precisely because accident causation is so complex, the way to approach an investigation is with an absolutely open mind. Every accident is different and so is the chain of events that led to it. I see no mileage in engaging in a debate about semantics with you, but you should accept that to go to an investigation with preconceived beliefs and a bias instilled by reading so many of the abstract theories put forward is to set yourself up for failure. In a long career, believe me, I have seen many examples of this! The experienced investigator takes each accident on its merits, and is not shackled or blinkered by what Heinrich, Bird, domino theories, tips of icebergs, or whatever anyone else said. Whilst I don't dismiss the theories - and they are of academic interest - I take them with a large pinch of salt. I'm afraid that the long drawn out philosophical debates about how/what/by whom etc accidents are caused do not work for me. They tend to categorise accident causation generically and are of little practical value to the day-to-day work of the safety practitioner. But I forget.....they do of course sell books and the motives of those pushing them tend to be transparent. Forgive my cycnicism but I think posts 1, 2, 44, 51, 58, 59 and 66 probably make the point. Have I come up with a "root cause" here?!? LOL
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Pete48. Post 84, sobering, professional and truly thought provoking.
But, should’nt viewers be asking certain contributors just exactly what sort of “scrutiny” their “proper and justified conclusions” are being subjected to such that they are always right? Who is scrutinising their conclusions and alongside what criteria or philosophy are things being confirmed?
As for bias being a red herring. You said this Jim... “Or that it will always fail to correctly identify what failures led to the event?”.
Does that not contain the assumption (what some might refer to as a bias) that multiple failures are needed before an accident can occur?
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Difford, thank you for your comments. You asked “Does that not contain the assumption (what some might refer to as a bias) that multiple failures are needed before an accident can occur?” We are clearly involved in what I am sure many would see as an esoteric discussion. That is our choice of course and others can simply choose not to contribute further but I do feel we should not allow semantics to cloud our discussion. One could indeed read my comment as you suggest. However, in the context of my earlier comments one would hope that the intention was clear. I might, tongue in cheek, say that you can find bias if that is what you are looking for. We both know that good investigation pre-supposes nothing; it seeks evidence and fact and then draws conclusions. I agree with your question about criteria and philosophy. It would indeed be very useful to read of the processes used if they are not based on those promulgated by the HSE and others. Hence my questions to you about what approach you advocate or what benchmark you use to measure confidence in your results.
P48
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Peter – reference your post 78.
Thanks for the references provided, am fully familiar with these.
Given my previous reference (HSE 2003 p4) and yours, may I suggest that we are broadly in agreement that the HSE offer a public position that management cause most accidents?
It is this public opinion, offered to the safety profession through such publications as you list, that maintains the management failure myth.
It’s great to see how many people have viewed this thread and in that regard Pete’s comment above that “good investigation pre-supposes nothing; it seeks evidence and fact and then draws conclusions” is the only “mantra” that we need.
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Jonty
Broadly in agreement that management failings are one of the contributory causes of most accidents. Of those "most" not always the most central cause.
But, management may create a culture where no one believes "Safety First" or a culture where underreporting is the norm.
“due to an inept engineer’s mistake and I was blamed for it”
“repaired 12 years later because manager had the same accident”
“hourly workers are punished by loss of bonus money”
“I tried to lift too much. No, we are still working short handed”
leading to.....
“special attention to safety incentive and discipline programs that have been shown to discourage workers from reporting injuries and illnesses” (OSHA presentation to National Petrochemical and Refiners Association, May 2010)
I remember listening to a speaker from a power station at IOSH conference many years ago. Very proud of their no LTAs for however many million work hours, then the fatal and all those unreported accidents suddenly surfaced.
So I don't think it's a myth. It's an issue which arises repeatedly in investigations across the globe.
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Peter
Just to clarify, what I actually said was "may I suggest that we are broadly in agreement that the HSE offer a public position that management cause most accidents?"
A view I do not support.
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Peter. You said, "management failings are one of the contributory causes of most accidents. Of those "most" not always the most central cause".
In a nutshell, its perfectly clear that you subscribe to the HSE's view that management failings are the "central cause" (whatever that means) of most accidents.
You obviously apply the same methodology in your own investigations as the HSE does. Could you explain the criteria that you employ when assigning causal responsibility; alternatively, could you explain how the HSE does that?
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Difford
Maybe you could tell us how you approach accident investigations ?
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Paul
"most" not always the most central cause".
does not translate to your nutshell. Quite the contrary.
Quote from Carsten.
“There are no absolutes in safety. Which is, in itself, a major contradiction, but I can live with this one exception to the rule.”
Quite.
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Am I the only one getting fed up with this increasingly arcane argument? I for one tend to inhabit the canteen, not the Senior Common Room.
I am of a school that was brought up to try very hard to have no preconceptions when carrying out an accident investigation lest they cloud my mind such that I miss a key piece of information. When, and only when I feel I have exhausted the sources of information may I carry out an analysis of what I have discovered and only then can I draw justifiable conclusions. Anything less and I'm probably open to challenge. Anything less and I haven't done right by the injured party either.
The sorts of pollutants that may affect one's judgement include political standpoint (Marxist or Tory etc.) and, yes, strongly held views on the theory of causation. Accident causation theories are no more than that when it comes to individual cases, which I suggest is what most practitioners deal with.
Nice of Peter Gotch to remind us of the very sound work that the HSE's APAU did. They don't deserve to be either forgotten or under-rated.
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Thank you Jim! My sentiments exactly, couldnt agree with you more (see post 85). Regards, John
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There is a huge assumption amongst many that the general approach to causal analysis (with its inbuilt assumption that management are invariably involved causatively) is beyond question. If it is so undeniably right, where is the evidence beyond the corroboration that believers present to each other?
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'There is a huge assumption amongst many that the general approach to causal analysis (with its inbuilt assumption that management are invariably involved causatively) is beyond question. If it is so undeniably right, where is the evidence beyond the corroboration that believers present to each other?'
Where is the evidence to suggest it is not right? Difford, your ability to turn a question into a question is an art form and quite tedious at times. Like many others I am a simple practitioner and unless someone can provide clear and concise evidence that a certain school of thought is incorrect I will stay with what I know or believe in.
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Difford36716 wrote: There is a huge assumption amongst many that the general approach to causal analysis --- is beyond question.
Isn't this a huge assumption itself? I don't assume anything much about causal analysis. Along with most posters in this forum I suspect.
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Where is the evidence that management are not involved in causality ? Why should I, or anyone, have to prove the involvement of managers in accidents ? Management are responsible for the safe organisation and operation of a workplace. At the end of the day, or night, there is usually going to be some management involvement, even if by omission.
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I disagree that management will always be the underlying cause, it's like arguing that lack of police is the cause of drink drive accidents.
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Saw this thread had slipped down down the rankings and thought I'd save Mr Difford a job.....
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John J wrote:I disagree that management will always be the underlying cause, it's like arguing that lack of police is the cause of drink drive accidents.
No comparison. The police are not responsible for either the car, the drink or the driver. Or the road. Employers are responsible for the safety of the workplace and, to a large extent, the worforce.
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johnmurray wrote:John J wrote:I disagree that management will always be the underlying cause, it's like arguing that lack of police is the cause of drink drive accidents.
No comparison. The police are not responsible for either the car, the drink or the driver. Or the road. Employers are responsible for the safety of the workplace and, to a large extent, the worforce. John, My point being that if their are a clear set of standards and expectations and the injured person has not followed them then how is that the employers fault.
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John J wrote:johnmurray wrote:John J wrote:I disagree that management will always be the underlying cause, it's like arguing that lack of police is the cause of drink drive accidents.
No comparison. The police are not responsible for either the car, the drink or the driver. Or the road. Employers are responsible for the safety of the workplace and, to a large extent, the worforce. John, My point being that if their are a clear set of standards and expectations and the injured person has not followed them then how is that the employers fault. Are you now saying it can never be "the employers fault" if he has "a clear set of standards and expectations"?
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No, I'm saying that it isn't always the employers fault that an accident has occurred.
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'No, I'm saying that it isn't always the employers fault that an accident has occurred.'
John J, I think that is a given, but many accidents and incidents are directly attributable to management failings. As a rule of thumb minor accidents tend to be due to operator error whereas the more serious incidents tend to have latent failures associated with poor management. Of course, many accidents include both active and latent failures. A recent example is the Deepwater Horizon disaster, which included poor planning, design, equipment, training, risk management, supervision, decision making and regulation.
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Ray, I have to disagree to a certain extent. I've investigated hundreds of accidents and often find that the difference in severity is simply a matter of luck. The same factors apply to both severe and minor accidents and the problem with a lot of investigations is the initial approach of the investigator. I'd put it into two camps - the 'bad apple' or the ' management at fault' camps. The first will assume that the injured party is at fault the second that the management are. In reality it can be either or both but a lot of investigations are so blinkered they can't look beyond their initial prejudice. Accidents are very often complicated with multiple causal factors but while you can identify numerous error traps when looking back you need to understand the mindset of the person that caused the accident as they didn't have the luxury of the hindsight that we do. Investigations, as I'm sure you'll agree, can identify many error traps or latent failures but did these necessarily lead to the accident. Not always but they are often mistakingly quoted as causes because we see what the operator couldn't or more often what we want to see.
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John, when I am describing 'minor accidents' I am referring to an operative not using a tool properly or someone tripping, where there is clearly no other causal factor. The severity is often down to good or bad luck, but that does not disguise the fact that it was a basic error of judgement. These types of incidents are usually unavoidable, have minor consequences and are not affected by hindsight bias. More complex accidents will naturally have a number of underlying causal factors.
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Ray,
I know earlier the 'Zero Accidents' culture was dismissed as nonsense but it is a real driver to investigate all accidents thoroughly and must surely be a real aspiration if not a target. Simple accidents may appear to have simple causes but our mindset from the off will determine the level of investigation and the subsequent unravelling of the facts. We often fit the facts to suit our own views or simply don't investigate those with a lesser outcome as seriously. For example I was auditing a plant a few years ago and found that plant managers were investigating accidents only if they thought they would get the attention of the directors. Of the actions raised many were in adequate or closed out without completion. Many had actions placed 'because its better to do something than nothing' i.e. issue gloves without taking into account the whole range of hazards. Target Zero may only be an aspiration but at least it focuses the company's approach to the investigation process in that all accidents are worth of full investigation. Only then do we find that many of the simpler accidents are more complicated than we first thought.
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John, don't start me going with that zero accidents nonsense. This mantra is nothing more than management brainwashing, it has no place in the real world of health and safety. Accidents do and will always happen whilst there are humans on the planet. Look at the underlying causal factors by all means, but if I have learnt anything in this industry then I realise even with all best efforts accidents will occur from time to time. Please don't compare the actions of plant managers with those of a h&s practitioner and we don't need an unrealistic target to focus our minds.
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Ray,
At one stage are apprentices were getting hand injuries at a pretty regular frequency. The 'mantra' from the more experienced craftsmen was that 'accidents happen and they will learn from the experience'. When it was suggested that we line them up on the first day and slash their hands with a Stanley knife everyone threw their hands up in horror but effectively that's what we were doing, just over a longer period. It is easy to say accidents happen (I'm not naive enough to believe they don't) but by accepting it as a given your allowing events to repeat because they don't get the proper focus they should. We solved the apprentice issue with a good cut resistant glove. They will take this learning on to their future career. This has reduced the likelihood of them of having hand injuries in the future and bring us nearer to zero lost time accidents. If your not aiming for zero LTAs what's a tolerable rate?
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If your not aiming for zero LTAs what's a tolerable rate?'
Not very exciting I know but...as low as possible.
Should an AFR target be realistic and achievable or aspirational? If you asked an accountant they would undoubtedly say the former, just as I would, bean counters aside, I have always believed that targets should be achievable. The problem with zero whatever, is that as soon as you have had an accident you have missed your target - aspirational it may be, but definitely not inspirational!
Zero accidents is another Emperor's new clothes initiative from across the pond. Along with advertising the last accident on a bill board it is responsible more than anything for driving the reporting of accidents and incidents underground. Perversley it may achieve a reduction in AFRs and appease the suits in the boardroom...but not for me.
Apologies for diversifying from the original topic.
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Ray, I don't think we are that far off topic. Surely the purpose of all the causation models is to allow us to identify where failures are most likely to occur in order to prevent future incidents. The problem with many of the models, and authors, is that they seem not to be able to look beyond their own theory and so they are flawed from the start. The way accidents are investigated can vary greatly so how can we expect the causes to be clear. Part of the reason for that is that the focus companies or individuals put on accidents and whether they are truly identifying causes or giving it 'lip service'. Every year I look at (literally) 1000s of near misses and task observations a year. I investigate around 80 minor accidents and in a bad year up to 8 lost time or major accidents. Using six sigma techniques I try to identify commonality as part of our drive for continuous improvement. After all that have I identified any noticeable trends that verify one model is more accurate than another. No. What I can tell you is that our lost time accidents will generally be slips, trips and falls. Our minors will be hand injuries often though incorrect glove selection (I'm sorting it and it's reduced by a third in a year) and our near misses will be related to vehicles, equipment, procedures and unsafe behaviours. In short no single model works on its own and there's more overlap than many seem willing to admit.
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Paul D
"management are invariably involved causatively".
How do you translate "most" into "invariable"?
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Peter. If you go to the linked document, its self explanatory.
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RayRapp wrote:If your not aiming for zero LTAs what's a tolerable rate?'
Not very exciting I know but...as low as possible.
Should an AFR target be realistic and achievable or aspirational? If you asked an accountant they would undoubtedly say the former, just as I would, bean counters aside, I have always believed that targets should be achievable. The problem with zero whatever, is that as soon as you have had an accident you have missed your target - aspirational it may be, but definitely not inspirational!
Zero accidents is another Emperor's new clothes initiative from across the pond. Along with advertising the last accident on a bill board it is responsible more than anything for driving the reporting of accidents and incidents underground. Perversley it may achieve a reduction in AFRs and appease the suits in the boardroom...but not for me.
Apologies for diversifying from the original topic. Couldn't agree more Ray. Wasn't it Dupont that led the charge on this measure? I think the principle is sound, the problems start occurring when it becomes a competition and this is where it can start driving perverse initiatives because the initial focus/aim is lost.
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Paul
I don't need to go to the linked document.
In the absence of a specific legal definition, the Interpretation Act tells me to defer to the Oxford English Dictionary.
The words "most" and "invariable" are simply NOT synonymous.
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What a fascinating and thought provoking thread which has made me really think about some of the accident investigations I have been involved with in over three decades as a health and safety practitioner.
I only really started to understand what this thread was about when I got to post #46, but unfortunately my eyes started to glaze over once we were into the 100s … Therefore I’m not really expecting anyone to have the stamina to get to my contribution.
In general I think I’m in the ‘management/organisational failure camp’ although I have come across accidents where the sole fault does seem to lie with the individual – e.g. a fully able person who repeatedly tripped over his own feet. Clearly his own fault, or did his parents forget to tell him to ‘lift your feet when you are walking’.
All too often the first words that have stumbled out of the mouth of an injured person that I’ve interviewed have been ‘I was only trying to help’. In that alone there is an acknowledgement that they know that part of the fault may be theirs.
However stepping back and asking managers and supervisors for their part in the incident often reveals a complacency about supervision or a lack of understanding about the responsibilities of management in looking after their people.
While employees clearly have a responsibility to look after their own safety, managers and supervisors have a pivotal role in checking that the safety measures are understood and actually work at a practical level. So often I have seen workers trying to comply with sets of procedures that might as well be written in a foreign language as their complexity would challenge someone with a PhD.
Having previously been trained in Du Pont behavioural techniques I do support the view that at some levels we do have a ‘people problem’ where repeat offenders of unsafe acts are possibly in the wrong vocation.
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Indeed - it could be argued that some people are simply accident prone and should not be in the job they are in. Some people are like this before they even leave school, and yet we are expected to believe that their repeat accidents when they reach work is a management issue rather than a personal issue?
I do believe that most accidents can be traced back to a management failing of some sort, but nowhere near the proportion implied. In that respect I believe 'unsafe acts' comprises both management failings and personal failings, sometimes (usually only seen when a critical failure), it happens to be both. Likewise the 'unsafe conditions' pie can be cut-up into many different slices to suit a number of different arguments.
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