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#1 Posted : 01 June 2005 21:02:00(UTC)
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Posted By clegg I am in the middle of an investigation with an authority where an apprentice has lost the tip of a little finger due to an accident on a surface planer. The employer is wanting to discipline her for a lapse in concentration as they believe she has been adequately trained in the use of the machine. My concern is that an independent expert has said that planer should be fitted with a "Shaw or Tunnel" guard, which this machine is not. I believe that this will hjave a significant bearing of an appeal hearing against the apprentices discipline yet the managers of the building division will only accept that the employee is at fault. I would welcome any help from experts in this field who can clarify that according tp PUWER regulation 11 guards should be fitted to all exposed moving parts where practicable. Also any places where "Shaw and Tunnel guards" are fitted to machines at their workplace would be helpful. Where i am not fully against employees being disciplined for blatent breaches of health and safety, in this case I feel that the employer is wrong and is going to expose more operatives to the dangers posed by this machine. Many Thanks
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#2 Posted : 01 June 2005 21:35:00(UTC)
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Posted By Jonathan Breeze Clegg, I assume you have compared the equipment with guidance on the HSE website. The following link to Woodworking Information Sheet 17 may be of use: http://www.hse.gov.uk/pubns/wis17.pdf If that's not the type of equipment in question do a quick search to see if they have issued guidance or Woodworking Info Sheets for the planer you are describing. Hope this info helps you make a decision.
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#3 Posted : 02 June 2005 09:17:00(UTC)
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Posted By Robert K Lewis This is a complex issue and unfortunately the loss of the Woodworking Machines Regs complicates the issue. The whole guarding issue was put into some disarray as PUWER could not lower the standard of PRACTICABLE found in the Factories Act 1961. The regulations here required all moving parts likely to cause danger to be securely fenced. The problem is that there were subsequent regulations enacted which gave exemptions such that dangerous parts could be exposed to the extent needed to perform the operation, these typically were the Abrasive Wheels regs and WW Machines regs. The loss of these regs and the PUWER statements of reg 11 place us back, I believe in the realm of an absolute duty. In which case the duty was breached because the apprentice could touch a rotating blade. Regs 11(1) and 11(2) are clear that they must be effective in performing their function. 11(2)a is explicit in its use of the word practicable but I do not know of any decided cases on this - I will llet you know if I can trace any. Be wary of 11(3)h this to me is specifically aimed at the maintenance operation only and insinuates the Work at Dangerous Machinery component of the FA. There needs to be a lot more information about the age, competency, experience, training provision etc of the apprentice before any judgement could be made. The surrounding circumstances may also play a part, even with horseplay and subsequent disciplinary I doubt that this would totally eliminate the employers responsibility in failing to effectively guard, it would potentially introduce an element of contributry negligence however. Email me if you wish to talk privately or want more detail Bob
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#4 Posted : 02 June 2005 10:15:00(UTC)
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Posted By Danny O'Donnell The ACOP and Guidance L114 'Safe Use of Woodworking Machinery', which considers the impact of PUWER specifically in terms of woodworking machinery may also be worth a read. Danny
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#5 Posted : 02 June 2005 11:09:00(UTC)
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Posted By Geoff Burt I don't think you'll get better advice than Jonathan's reference. It tells you all you need to know about guarding a planer. If the methods shown in WWS17 were not being used it should be seen as an employer responsibility.
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#6 Posted : 02 June 2005 15:52:00(UTC)
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Posted By Heather Aston I would take a dim view of an employer wishing to discipline an employee for "a lapse in concentration" - especially if they have suffered what sounds like a nasty injury as a result of that lapse. With ref to Bob's post above, it was my understanding that the duty in the FA 1961, was not a practicable one but an ABSOLUTE one - hence the need for the abrasive wheels and woodworking regs which lowered that standard to practicable having regard to the work being done. With PUWER, we have returned to a practicable standard, but this does imply that if you can guard a moving part then you should do so to the highest possible standard - i.e. with fixed and interlocking guards if possible, then with trip devices, then with psuh sticks, jigs, etc, then with info instrcution and training. This is a desdcening heirachy and should be consdered as such, with each successive measure being applied as far as possible before going on to the next. Note cost is NOT considered in the test of whether something is practicable ornot. Where HSE has provided specific guidance - as Jon says above - then it's pretty black and white whether the employer has complied or not. It's difficult to comment further without knowing the full facts, but if I was you I'd be advising them to forget disciplinary action, improve their guarding methods and wait for the claim to roll in...... Heather
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#7 Posted : 02 June 2005 16:14:00(UTC)
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Posted By jason telford Managers must make suitable arrangements to assess risks to young persons, which will include taking into account their inexperience, lack of awareness of existing or potential risks, and immaturity? At the end of the day we can do all we want to try and prevent an accident but with many a company not willing to fight the case and simply settle outside of court it's no wonder they want to go down the disciplinary route If this person is disciplined what sort of example will it set for health and safety the best option is to identify the cause and offer more training and support
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#8 Posted : 02 June 2005 16:37:00(UTC)
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Posted By Eric Burt Clegg Since when has "lapse of concentration" been a disciplinary offence? Presumably the company has a Disciplinary policy - worth checking to see if this is mentioned in there. Does the Trade Union have a view (if unionised). Also - what was the training? To what standard and was she assessed as competent. Her accident could be as a result of poor training, lack of supervision etc etc. It sounds like the company is trying to possibly bully the employee into thinking the accident was her fault and put her off making a claim. Wrong approach - a note of apology / regret from the MD and some chocs would have been better.
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#9 Posted : 02 June 2005 17:00:00(UTC)
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Posted By Paul Adams An apprentice is by definition under training and therefore not competent. Should have been adequately supervised?
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#10 Posted : 03 June 2005 09:18:00(UTC)
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Posted By Robert K Lewis Heather Apologies in one sense it is (was) absolute - however the reg 11 sense of practicable for me means that if it can be done it must be done. This is why my thoughts couldn't quite focus through to the right word. For me the use of practicable is as close to absolute as I can get. The case law search reveals few references to this regulation so it awaits the courts at some time. I do know inspectors who see the Risk Assessment aspect as coming into play and argue that the intention was to allow some access to the dangerous part to do the job. Unfortunately that decreases the standard of protection to less than previously existed, which is contrary to HSE general principles. It will be interesting if a case arrives in court. I rather suspect the insurance industry would prefer to keep the matter out of court and avoid legal precedents being formed. Knowing apprentices as I do I can imagine that somewhere there is a suggestion of horseplay being involved but that is mere supposition. Bob
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#11 Posted : 03 June 2005 09:54:00(UTC)
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Posted By Heather Aston Bob I agree with your view on the Reg 11 interpretation - practicable in this case should mean if you can guard the dangerous part (and still use the machine) then you should do so, no matter how costly or technically difficult this may be. This is particularly relevant where a machine is in common general use and the HSE has produced specific guidance as seems to be the case here. It beomces more difficult when you have bespoke machines designed around the manufacture of a specific part as we do, to determine exactly what is and what is not practicable. Risk assessment is the key here, but the onus is on us as the user to prove that we have done all that we practicably can do, not on HSE to show that we have not. If this becomes a claim I would definitely aim for early settlement rather than going to court - it seems likely that breach of statutory duty under PUWER could form the basis of any claim. Heather
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#12 Posted : 03 June 2005 11:10:00(UTC)
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Posted By Robert K Lewis Heather - I actually think reg 11 intends the original sense of the FA in that there is no need for the machine to still be usable. If I can completely cover the blade then it is practicable to do so regardless that the machine cannot function to do its job. There was the ability for exemptions under FA but, unless it has missed me, I don't see it in PUWER. The statement is "which are effective to prevent access to any dangerous part". The HSE might not take up any actions but I rather think the courts may be more conservative and remain within the boundaries of decided cases unless they can find good reason to distinguish on the facts. Bob
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#13 Posted : 03 June 2005 12:20:00(UTC)
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Posted By Heather Aston Bob I can't agree that the PUWER duty is the same as that in the FA. FA 1961 had an absolute duty to fence dangerous parts - this implied physical guards. Ultimately further legislation had to be made for power presses, abrasive wheels, woodworking machines and so on to allow them to be used at all. PUWER has an absolute duty to prevent access to the danger zone or to stop dangerous movement before access is possible – this does not necessarily imply physical guards. PUWER also requires an assessment to be made of the risk, which gives more scope than FA 1961 to choose the method of safeguarding. In the ACoP to PUWER, when talking about selection of safeguarding methods from the hierarchy in Reg 11 it says “In selecting the appropriate combination you will need to take account of the requirements of the work, your evaluation of the risks, and the technical features of possible safeguarding solutions.” To me this indicates that “practicable” in this context does have regard to whether it is possible to use the machine. HSE’s own guidance on applying PUWER to woodworking machines and abrasive wheels clearly follows this line and I cannot think they would give guidance that did not follow the intent of the legislation. However, I will admit that this discussion has made me go and look up the legislation and consider it again – bit heavy for a Friday but I’m sure it’s good for me! Heather
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#14 Posted : 03 June 2005 12:55:00(UTC)
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Posted By Robert K Lewis Heather Which is as I said - the precise choice of guarding can be made according to assessment but they must effectively prevent access to the dangerous parts. There is nothing about being able to use the machine after guarding although common sense says one ought to be able to do so. It really was down to the drafting problems of not lowering standards but trying to stay in line with the EU directive. Yes I am aware of the HSE guidance and feel that it was written to get the legislators out of a problem, the unions would not accept a standard of guarding written into legislation which decreased protection.The guide assists in avoiding the criminal element - I await the civil test case. To be honest the need for exemptions was always rather ridiculous when a duty has been set, it would have been far better to draft the regulation in a more transparent manner. Bob
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#15 Posted : 03 June 2005 13:12:00(UTC)
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Posted By Geoff Burt Clegg - we are going away from the original question but out of interest were you aware of the woodworking series of leaflet, and did it help?
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#16 Posted : 06 June 2005 09:14:00(UTC)
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Posted By Robert K Lewis Geoff Thought the original question was about the precise meanings of Reg 11 and as you can see from my and Heather's discussion there is a significant degree of potential interpretation available. But the sum is that the employer is likely to have breached the legislation in some manner concerning the levels of guarding applied in this case. Bob
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#17 Posted : 06 June 2005 18:34:00(UTC)
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Posted By Geoff Burt Hi Bob, accepted. What I was trying to say, I guess, was that the WW leaflet gave all the information needed. But also, I was trying to elicit a response from the original poster!
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