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Posted By fgrobotham
Risk assessment is accepted without question in Australia as an appropriate way forward for preventing personal damage occurrences (" Accidents")
After a lot of research I am writing a paper that questions the effectiveness of risk assessment and suggests a new way forward.
To assist in the balance of the paper I would appreciate if you could advise the following in relation to risk assessment in the U.K.
1 How widespread the use of risk assessment is.
2 Your positive and negative experiences with risk assessment
3 Your views on the strengths and weaknesses of risk assessment.
Regards,
George Robotham
Brisbane
Australia
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Posted By Raymond Rapp
George
I suspect that this will be a very popular thread as the topic of risk assessment is often discussed in some shape or form on these forums.
Personally, I dislike the ubiquitous use of RAs here in the UK. It is a legal requirement under the MHSW Regs and other legislation. There are many reasons why I dislike RAs, but as a starter I will add, too many people do not properly understand the concept, it is often seen a an end product rather than a tool, numerical matrices are confusing and very people take any notice of them, RAs often are just a 'paper' exercise without any meaningful purpose. That said, there are genuine good uses for RAs, but they are far and few between in my opinion. Give me a SSoW any day.
Ray
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Posted By fgrobotham
Thanks for that Ray,I also see some problems with Risk Assessment
What is a SSoW?Not familiar with that terminology over here where it is only a local call to Heaven
Regards,
George Robotham
Brisbane
Australia
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Posted By martinw
George
SSoW refers to Safe System of Work. As a concept, as jaded as risk assessment, but better in practice. Much more 'real' and meaningful, as it makes a difference in practice rather than being a paper based exercise.
Martin
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Posted By Phil Rose
This one could run for ever, and you will probably get many responses with many different opinions, and never the twain shall meet. As far as I am concerned RA is often used as an end in itself (often mere compliance with the legal requirement to carry it out) rather than a means to an end, which in my mind is to identify precautions and controls in order to MANAGE risks.
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Posted By FAH
To put the two concepts currently under discussion into their most appropriate context:-
The RA has to lead to the development of the SSoW because without it the RA is incomplete.
I entirely support the politely put, but extremely jaundiced, views as to how the RA is most frequently used.
For further input on this, as there are a great number of common issues, perhaps we could amalgamate this thread with the one started by Paul T9 re "Too risky to rescue him"?
Frank Hallett
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Posted By Peter Still
Frank,
In an ideal world, an SSoW would not be part of a risk assessment, it would be part of a risk reduction plan and would take a lower priority than elimination of hazards and safeguarding. Assessment is just that, and often the inclusion of risk reduction planning in an RA can lead to the RA being seen as an end in itself, rather than as one step in a process.
The purpose of risk assessment is to assess the risks associated with a task, process, machine, etc, in order that appropriate measures can be put in place to reduce those risks.
On a different slant, I believe that in many if not all cases the risk assessment should be perfomed relative to the RA for doing nothing; for example, playing conkers might carry some risk of injury, but not playing conkers carries the certainty of reduced social interaction as well as the loss of other benefits. The harm might be small, but the probability is much greater. School swimming lessons carry a small risk of drowning, but banning swimming lessons would result in many more drownings.
Peter
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Posted By Kenneth Patrick
Peter,
The purpose is to identify the measures to comply with the requirements and prohibitions imposed by legislation to control the hazards in the work activity. The extent to which you need to do this is proportionate to the risks.
If you look at it that way you do not need to use the argument that swimming lessons are far less risky in general than not having them. Instead you are assessing that all the accepted control measures for swimming lessons are in place.
When you have the control measures you capture them in a procedure/safe system of work and stick to it. If there is to be a significant change then you manage that.
Ken
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Posted By FAH
Many thanks for reading my offerings Peter.
However, I fear that I failed to properly clarify my point; so I'll try again.
I was not inferring that the SSoW was a part of the RA; I mistakenly thought that I was making it clear that the SSoW HAS to follow on from the RA as the means by which we attempt to adequately control the identified hazards.
In the main, I agree with the majority of your points, although I find that making the potential victims think it through in [sometimes extremely] simple terms pays dividends by making it real to them rather than a paper, back-covering exercise [how it's frequently seen].
My approach to explaining RA [and the consequential essential SSoW] in the workplace is generally based upon actually asking the potential victims [yeah, you've got to talk to them without being condescending folks]the following:-
Just what could go wrong [in the activity under consideration]?;
Just how bad could it realistically be?
What do you think we should do to reduce it happening?
What do you think we could do to reduce the consequences?
How should we make sure that's what happens [SSoW]?
Could anything still go wrong?
If anything is identified as being able to seriously go wrong, what should we have in place before we begin [Emerg Procedure]?
I know that the above isn't perfect, but it's only an abbreviated version.
Frank Hallett
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Posted By Peter Still
Frank,
I think we're in agreement but using different descriptions of the process.
Your post included the line "The RA has to lead to the development of the SSoW because without it the RA is incomplete". I agree wholeheartedly with the first part, having seen a number of so-called RAs that are just a description of a SSoW or a blanket statement such as "Full PPE must be worn at all times". Where my view differed from yours was "without it the RA is incomplete", which might not always be correct, for example if the RA identified a risk from use of a hazardous substance that can be replaced with something harmless.
Peter
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Posted By FAH
Forgive us please folks - we're chasing a dragon here.
OK Peter, I understand your point. However, I may wish to argue that the inherent SSoW required in the case you identify would be to ensure that no-one reintroduced the banned or excluded substances/method of work/materials etc.
I would normally refer to it a the essential control measure, but I was attempting to make my answer as readable as possible to the widest audience [is that lazy journalism or editing?]
Frank Hallett
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Posted By Phil Rose
Just following on from my quick 'speed read' of the above. Surely a SSOW isn't an inevitable consequence of carrying out a RA? If the risk can be controlled by other means, Elimination for starters. then surely a SSOW isn't needed.
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Posted By Andy Brazier
Back to the original questions
Q1. How widespread the use of risk assessment is.
A1. Very. It is a legal requirement for all companies, and those employing 5 or more have to record significant findings. I doubt there is anyone in work in the UK who has not heard the term 'risk assessment.' Even those that have not worked for years will have heard many stories in the press relating (sometimes quite spuriously) to risk assessment
Q2. Your positive and negative experiences with risk assessment
A2 - Positive. I think the whole principle of risk assessment has provided the opportunity to discuss what matters to individuals and society. Our regulator (Health and Safety Executive) uses it to promote sensible safety and it has allowed us to move away from overly prescriptive regulations
A2 - Negative. Whilst lots of people claim to do risk assessment, the vast majority fall well short of the requirement. Many are actually an assessment of hazards or summary of regulatory requirements, and fail to evaluate the overall risk or consider whether it is acceptable. In many cases it has become a bureaucratic exercise, with paperwork required to get the job done or to use as an excuse to not do something. Many people seem to miss the point that a risk assessment is a process to follow to get the job done safely and not a bit of paper.
Q3. Your views on the strengths and weaknesses of risk assessment.
A3. Risk assessment can be a very powerful process. It is the application that is the problem. I think a lot of this comes from the fact that people find it very difficult to understand risk. Whilst they may be able to quote something along the lines that "risk is a product of consequence and likelihood" they can't actually put that into practice. You will see this quite often in posts on this forum. One example that springs to mind is 'fire risk assessment' which has come to the fore due to recent regulatory changes. Much of the debate tends to focus on fire technicalities and miss the point of risk assessment.
The answers are my personal opinion, and I have no direct evidence to back them up
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Posted By Phil Rose
I have always felt that in order to manage a risk effectively then I have to have had a good think about the size and the nature of the risk (and before I get jumped on - and other factors as well) in the first place . I don't see how I can do this without some form of assessment. As well as some of the other things that people have identified above, some people seem to think that all risk assessments can be done using one system or even a piece of software. To me , it is a thought process and the various assessment that I do don't always look like another.
I wonder if this quote from Alice in Wonderland is relevant?
Alice: Would you tell me, please, which way I ought to go from here?
The Cat: That depends a good deal on where you want to get to
Alice: I don't much care where, so long as I get somewhere.
The Cat: Then it doesn't much matter which way you go.
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Posted By David Gault
Hi George,
Just a bit of a stab at answering your questions instead of rambling too much -
1. Difficult to say how widespread risk assessment is in the UK. Amongst IOSH members I have had contact with it is widestread but I suspect (and it is only an opinion) it is not so widespread in smaller businesses without professional input.
2. The negative side to RA is that it is very subjective. Some people who do not mind risk may, possibly, moit some hazards from their risk assesment because they don't see them as such. However, if done dilligently and objectively it can be very useful.
3. Much for your second question. With good training and experience most people can write a good risk assessment if they put in the effort. However, good training is in itself a subjective matter as is experience.
I hope that helps.
I am interested in what you propose as an alternative; can you let me know? A new progressive idea would be welcomed, fo evaluation if nothing else.
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Posted By Peter Tanczos
People, I'm getting confused by your use of the term SSOW.
From my HSE background, the SSOW was something employers had to provide in order to comply with Sect. 2 and 3 of the Health & Safety At Work Act. Failure to provide a SSOW is often the 'charge' involved in legal action taken by HSE (including Notices). Risk Assessments are a legal duty for ALL work activities but the duty to keep records applies if there are 5 or more employees. It's not an either or situation, an employer must do both. HSE usually prosecutes breeches of specific regulations separately to the general breech of S.2&3 HASAWA.
In terms of the question, RA can be an excellent tool if done well & used appropriately, but it's only the beginning of the process and never an end in itself. Unfortunately not many employers realise this.
A Judge once stated that "the process of performing a Risk Assessment is often more important than the product" because the employer is at least thinking about the risks (and hopefully planning to do something about them). This would be true if the employer did the assessment themselves. Often, they don't and then the RA occupies a space on the shelf next to the "Policy and plan" never to be read or acted upon. Implementation of the control measures,communication of the findings to employees affected by the RA, monitoring of the effectiveness of the RA and review in line with significant changes in circumstances are all just as important and often neglected. The idea is to start an ongoing process that is fully integrated into company processes enabling increased efficiency. Unfortunately, if it is "bolted on" afterwards, it will always be something of a bureaucratic exercise incurring additional and sometimes unneccessary expense.
It seems companies are quite happy to invest large proportions of their turnover towards increasing productivity (by often very small percentages) but have almost no interest in even benchmarking the losses caused by;
1) lost time sickness & injury,
2) damage to stock, equipment and the building
3) poor ergonomics
4) poor employee motivation
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Posted By Kenneth Patrick
Peter "HSE background" do you mean you used to be an inspector with the HSE?
For many of us we see the SSOW as the end product of a risk assessment. You agree that RA is "not and end in itself" so in your view what is the end product.?
Ken
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Posted By Al..
Those who are relatively new to the world of health and safety (by this I mean those who have been in it for less than 15 years) might find it instructive to read this extract taken from a paper by John Rimington, one time Director-General of the HSE, written I think on his retirement from the Civil Service in 1995. He is someone for whom I have a lot of respect.
“The Community’s 3rd health and safety action programme (1988) included the six major new worker protection directives which became the “Six pack” in January 1993. During the very hurried negotiations on the framework directive, the UK found itself in a collapsing minority in defence of its main principle - that health and safety law should be founded on reasonable practicability, involving a balancing of cost against risk. We contrived to substitute for it the principle which we consider equivalent - that health and safety measures should be based on an assessment of risk. Unfortunately in the course of negotiations, our proposals became amplified into a decision in favour of written risk assessments applying on a very wide scale. I believe written risk assessment to be a useful discipline so long as it is strictly confined to important risks; but applied too widely it can easily become bureaucratic bindweed preventing small firms in particular from seeing and doing the obvious.”
I see no need to add anything. This says it all. It is pinned to my wall.
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Posted By FAH
Yaaayyyy! Go Al!!!
As a footnote to Als extremely well interjected piece of history; may I suggest that it is only very recently that the UK successfully defended the official [not too far from John Rimingtons view] approach and application of the "reasonably practicable" concept to RA - although it was a very close run.
Frank Hallett
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Posted By Peter F.
Al,
good point but you detract attention away by your comment about 15 years or more which is complete rubbish and only your view.
However won't hijack the thread.
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Posted By Andy Brazier
Frank
I think you are referring to a complaint raised by the European Commission about the UK using the phrase "so far as is reasonably practicable" in conjunction with risk assessment. The UK took them to court and won. See http://www.hse.gov.uk/press/2007/c07007.htm
I'm not an expert on this. Is there anything you can add that may help George in Australia?
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Posted By Raymond Rapp
The term 'reasonably practical' was born out of case law (Edwards v National Coal Board) and has been used ever since. In Europe they use a different term 'force major' which, if my memory is correct, provides for a stricter duty than reasonably practical. Force major does not accept that cost should be included in the equation when deciding what is reasonably practical. Hence the European challenge, believing that our UK common duty was less effective than theirs.
Ray
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Posted By Eamon Murtagh
The HSA in Ireland have published a series of SSOW Plans in Forms and pictogrammes in various languages:
Safe System of Work Plan Title Year
SSWP - Site Safety & You DVD 2008
SSWP Roadworks Form 2008
SSWP Roadworks Pictograms 2008
SSWP Ground Works Form Revised 2007
SSWP Multi Lingual Training DVD 2005
SSWP Ground Works Pictograms 2005
SSWP Demolition Form 2005
SSWP Demolition Pictograms 2005
SSWP Civil Engineering Form 2005
SSWP Civil Engineering Pictograms 2005
SSWP House Building Form 2005
SSWP House Building Pictograms 2005
SSWP New Commercial Building Form 2005
SSWP New Commercial Building Pictograms 2005
These Documents aresimple to use and are easily understood.
An interactive Demonstration of the SSWP system is available on the HSA website at http://www.hsa.ie/eng/Se...teractive_Demonstration/
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