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Clairel  
#1 Posted : 18 July 2010 16:03:20(UTC)
Rank: Super forum user
Clairel

Just want some opinions, I know there is no right and wrong here. Firstly, just to make sure that I am right in thinking that there are no legal timescales that records need to be kept relating to H&S, other than Occ Health related. Is that right? Secondly, what length of time do people keep records? Is 5 years about right or would 3 years be more reasonable? Just want to gauge what others deem reasonable. Thanks
freelance safety  
#2 Posted : 18 July 2010 16:24:33(UTC)
Rank: Super forum user
freelance safety

Hi Clairel, you need to address the reason for keeping health and safety records which may include: · the records are documents required by legislation - quite a list! · the operation/process may be used again and records are needed to ensure safety · they may be evidence in case of litigation or prosecution · to demonstrate the company’s history of safety management · to identify long-term trends · to plan maintenance · to identify training needs Only a small number of categories of records, including medical surveillance, accident and waste disposal records, have to be kept for a specified time. Examples of legislation include: The Social Security (Claims and Payments) Regulations 1979; COSHH; RIDDOR etc. These statutory requirements range from 2; 3; 5; 10 and up to 40 years! So as part of the first question, you were not correct. However, in some cases, for example the Noise at Work Regulations 2005, assessment records should be kept until a further assessment of the hazard is made. Litigation: Clairel with the exception of the various legal requirements, the primary reason for keeping health and safety records, as I’m certain you know, is to ensure that the employer is well placed to protect the safety of the staff and public, but beyond this a powerful reason is the management of an employer’s exposure to litigation. Under The Limitation Act, personal injury actions must be commenced within three years of the injury occurring. This gives a clearly defined time to keep records associated with an injury. However, for some complaints, such as asbestos and noise damage, the employee may not realise he or she has contracted it until several years after exposure. In such cases the Act allows the claim to be brought within three years of the date that the employee had knowledge of the disease or injury. This, therefore, extends the time some records may have to be kept and it is recommended that relevant records be kept for 40 years for such incidents. Evidence that may be needed to fight such a claim include: relevant risk assessments - these are formal surveys of the workplace (Re; The Management of Health and Safety at Work Regulations ) to assess any risks to health and safety to which staff and others are exposed; reviews and updates should be included: · safe operating procedures and safe systems of work · effectiveness of controls such as the monitoring of noise and light levels · maintenance of controls and other machinery · medical surveillance, including pre-employment medicals and audiometry, and biological monitoring · training · safety inspections, including checks to confirm that safe operating procedures are being used and personal protective equipment is being worn · records of who else worked on the process and who their supervisors were · personal protective equipment specification, training, storage and maintenance arrangements · information on other employees who have suffered disease or injury as a result of the process · knowledge of when the disease or injury was established Hope this is of some help? Regards FS.
DSB  
#3 Posted : 18 July 2010 17:39:44(UTC)
Rank: Forum user
DSB

With the exception of health related issues the recording time is usually six or seven years for a limited company.
Ciarán Delaney  
#4 Posted : 18 July 2010 18:55:09(UTC)
Rank: Guest
Guest

Clairel, The legal advice I have received is seven years for the storage of documentation unless a specified timeframe is stated elsewhere in legislation. Ciaran
martinw  
#5 Posted : 18 July 2010 19:22:40(UTC)
Rank: Super forum user
martinw

Claire, clear right and wrong. http://www.cipd.co.uk/su...act/psnlrecrd/retrecords ? Martin
Ciarán Delaney  
#6 Posted : 18 July 2010 19:31:41(UTC)
Rank: Guest
Guest

Excellent link, Martin
firesafety101  
#7 Posted : 18 July 2010 21:52:10(UTC)
Rank: Super forum user
firesafety101

Martin, thanks for that link, it's really useful. Looking through the list there is mention of assessments under health and safety regulations being kept for ever (permanently). Does that mean all risk assessments?
martinw  
#8 Posted : 19 July 2010 08:34:01(UTC)
Rank: Super forum user
martinw

Presumably Chris, but that timescale is not on the statutory list, it is on the recommended bit. Easier now when everything is electronically saved rather than paper based I imagine. Bit odd though, as if a risk assessment has been updated five times in say, five to ten years, I am not sure that keeping the original risk assessment would be any practical use, as the situation/circumstances/risks will have changed. May have to provide it as evidence I suppose if it all went wrong, showing the starting point for the current RA?
firesafety101  
#9 Posted : 19 July 2010 09:33:36(UTC)
Rank: Super forum user
firesafety101

I think that if you keep the first and all subsequent risk assessments you can definitely show you followed a good path in the interests of both safety and according to the law. You only need to prove that of course if, as you say it all went wrong. I used to work for a building company at the start of CDM and I kept all the site safety plans with all the added bumph that collects along the way. That company had to provide an extra room just to store all those documents, lever arch size files. They went bust after I left them, about eight years ago, I don't know what they did with all that stuff?
colinreeves  
#10 Posted : 19 July 2010 14:01:30(UTC)
Rank: Super forum user
colinreeves

martinw wrote:
Easier now when everything is electronically saved rather than paper based I imagine.
Mmmm, when I first used computers everything was stored on 5.25 floppy discs - permanent storage. Then it was 3.5 inch discs, much stronger. Then it was the CD. then it was the DVD. All these have proven to be very impermanent methods of storage. Hard discs fail so you need multiple copies to be sure. However, the paper records I had prior to using the 5.25 discs are still around. Electronic saving is extremely foolish if you want any sort of longevity!
bilbo  
#11 Posted : 19 July 2010 14:09:58(UTC)
Rank: Super forum user
bilbo

And there again if you work in the NHS - their Code of Practice indicates; Records related to litigation - as advised by legal advisor, review after 10 years Risk Assessments - retain the latest until a new one replaces it Accident forms - 10 years H&S documentation - 3 years Incident forms - 10 years
firesafety101  
#12 Posted : 19 July 2010 15:53:47(UTC)
Rank: Super forum user
firesafety101

Whatever happened to the paper less office? Computers were supposed to reduce the paper used, I think they actually increase it :-(
colinreeves  
#13 Posted : 19 July 2010 15:58:26(UTC)
Rank: Super forum user
colinreeves

Chris - totally agree. When the first photocopier was put on my ship it was very quickly named the paper-generator - nothing has changed with computers!
Clairel  
#14 Posted : 19 July 2010 16:56:20(UTC)
Rank: Super forum user
Clairel

Well there does seem to be difference of opinion (as expected). RIDDOR and COSHH seem to be the only statutory ones (as suspected) - I'm not interested in the non-H&S stuff really. Martin- good link. But I wouldn't go with the permanently for H&S records myself. Seems OTT. Good job that's just what they (whoever 'they' are) recommend and not law. Paper copies is nice as back up but in the current craze of open plan offices not many have the luxury of space. Thanks for the replies.
peter gotch  
#15 Posted : 19 July 2010 17:26:52(UTC)
Rank: Super forum user
peter gotch

Hi Claire Where the occupational health risks are associated with long term chronic illness, some of the requirements extend beyond 40 years, e.g. as regards ionising radiations.... (a) to keep the records made and maintained pursuant to the arrangements or a copy thereof until the person to whom the record relates has or would have attained the age of 75 years but in any event for at least 50 years from when they were made; Off the top of my head I think the 50 years is in the asbestos regs, and either in COSHH or the ACOP as regards carcinogens etc. Regards, Peter
Ron Hunter  
#16 Posted : 20 July 2010 15:40:24(UTC)
Rank: Super forum user
Ron Hunter

Not forgetting Regulation 11 of LOLER (L113 refers) and the maintaining of 'perpetual' records such as the Asbestos "written plan" (CAR) and Health and Safety Files for Structures (CDM).
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