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blodwyn  
#1 Posted : 06 October 2010 09:15:00(UTC)
Rank: Forum user
blodwyn

http://www.hse.gov.uk/pr...egen&cr=11/04-oct-10 http://www.hse.gov.uk/pr...egen&cr=10/04-oct-10 I have just this morning received the HSE e-bulletin and the above were next to each other - in one article a company is fined £17500 following the death of an employee in a lathe, then the next article tells of a company being fined £16000 when an employees finger and thumb were severed clearing a blockage. The fatality was a Crown Court case and the other in the magistrates court - so when you look at it the magistrates in fact have imposed a greater penalty according to their powers Of course there are mitigating and incriminating factors in both cases - action taken, size of company (multi-national and a smaller engineering company), controls already in place etc etc but for all our critics who will never read beyond the headlines it appears on the surface unjust.
RayRapp  
#2 Posted : 06 October 2010 09:59:57(UTC)
Rank: Super forum user
RayRapp

I agree that fines often appear disproportionate to the offence. I have seen better examples than the ones provided, but take your point with two similar fines for completely different outcomes. However, the courts can only impose fines which the offender is able to pay and are reluctant to impose a fine which will in effect make the company bankrupt. The only answer is a custodial sentence where the offender is unable to pay a commensurate fine. I would also like to see more emphasis on directors, senior officers and supervisors. If these people understood that they could be held personally responsible and sanctions taken against them, I am sure we would have less accidents in the workplace. Alas, the regulators rarely prosecute individuals. Furthermore, when companies are found to be breaching h&s laws they normally get nothing more than a Enforcement Notice, whereas prosecuting transgressors would send out a powerful message. What I really fail to understand is how the FSA and other commercial authorities have no problem in imposing a multi million pound fine on companies who breach the law. Yet, it seems that the health and safety of people is regarded as a much lower priority.
Clairel  
#3 Posted : 06 October 2010 10:34:04(UTC)
Rank: Super forum user
Clairel

I think we would all agree that fines are too low but at the same time I don't think we can comment on comparing the fines set in these or other cases. Fines are not just dependent on the severity of outcome but the severity of breach. So someone could die but actually the breacjh was quite minor and yet someone can have a more minor injury and yet the breach was much greater and systemic. Also the courts take into acooutn things like turnover. The reason that enforcers dont prosecute for more breaches is that everyone is in breach of the law and so they would never be out of court. They use discretion (and supposedly the EMM) to decide which warrant advice, which warrant enforcement notices and which require prosecution. The eblief is that it is more effective to work with companies than just prosecute them. Profile cases are used to send out a message to other similar companies though. The reason that employees rarely get prosecuted is becuase there are nearly always systemic failings in management. I do agree that senior managers should be prosecuted for that more though. I can honestly say that only one of the companies I ever prosecuted did not already realise the errror of their ways. So in that sense the prosecution did nothing more than slap their wrists when really they didn;t need it as they had already kicked themselves. Prosecution isn't the answer in my opinion, education is. Prosecution should be saved for the people and companies who refuse to be educated.
RayRapp  
#4 Posted : 06 October 2010 17:30:37(UTC)
Rank: Super forum user
RayRapp

Claire, I find it hard to believe that in these times employers do not understand their duties with respect to health and safety. Moreover, I think it is a feeble excuse used by many in mitigation. The principal legislation (HSWA) has been in force 35 years and a good many statutory instruments enacted under the Act have also been around for some time. Moreover, if I don't pay my car tax, income tax, council tax and so on, then claim I did not know I should pay them would I be let off, with or without out a fine?
Clairel  
#5 Posted : 06 October 2010 19:24:57(UTC)
Rank: Super forum user
Clairel

There are a very few employers who deliberately flout the laws the make a profit (that is the one case I prosecuted that deserved it). To be fair it is not that most companies don't know or understand the law more that things slip through the net. We're all human and we all miss things, are unaware of things, just plain don't think it is an issue. It's easy to be critical of others when they get it wrong but none of us are watertight, I guarantee it. So most of the prosecutions that I did were based on just that - oversights. But the expectation is to prosecute on the basis of a serious injury occuring. So to me I don't think prosecuting those companies is effective. The shock of the accident itself (and the reality is most companies get prosecuted only once an accident has occured) is usually enough punishment. It often hits them hard, especially in tight knit companies. What does a court case achieve more than that? The exception is large companies where there is no community and the bosses are removed from the reality of the shop floor so to speak. There I think the directors themselves need to be held more to account. Now that would hit where it should. Anyway, that strays form the point Ray. Fines cannot be compared. There are too many variables.
blodwyn  
#6 Posted : 07 October 2010 10:41:34(UTC)
Rank: Forum user
blodwyn

The point I was making was not that 'you should' compare fines - it is that our critics WILL compare fines. It is human nature. Of course we in the business know different. I do however disagree that companies should not be prosecuted. The area in which I was an inspector prosecution was seen as an effective tool and was used accordingly. The only time perhaps I do agree that prosecutions may not be effective is for example on the family farm where a colleague is a family member - without doubt they have been punished enough. As Ray pointed out we deal with criminal law and the outcome is prosecution or even a custodial sentence- whether you beat someone up in the street, get caught speeding excessively, avoiding your tax we all know the outcome - why should employers be different? I am afraid by taking away the threat of prosecution things would deteriorate and what penalty would you give?
Clairel  
#7 Posted : 07 October 2010 13:55:17(UTC)
Rank: Super forum user
Clairel

I'm not saying that we can move away from prosecution as it is what the public expects. I am saying with all the prosecutions I took there was only one that actually achieved anything by going through the process. The accident itself had achieved much more impact on the company. So therefore to me the prosecution was a waste of time but nevertheless we would be unable to get away from such a thing in our society as society expects us to punish in such circumstances. Just becuase it has to happen doesn't mean it is effective in all cases. The same could be applied to other situations such as manslaughter through defence and so called mercy killings. Some may argue that they don't warrant prosecution even though they technically broke the law. I was just raising what I think is an interesting point. I don't know what the alternative is though.
jay  
#8 Posted : 07 October 2010 17:10:30(UTC)
Rank: Super forum user
jay

The sentencing guidelines are complex, that take into account complex factors. The fines/etc are for the judges to decide and it is not a simple matter even for experts, let alone us lay persons to comprehend!
jay  
#9 Posted : 07 October 2010 17:21:51(UTC)
Rank: Super forum user
jay

The magistrates court fines are at the link below. Pages 180 to 183b gives details! http://www.sentencingcou...g_update_1__2__3_web.pdf
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