Welcome Guest! The IOSH forums are a free resource to both members and non-members. Login or register to use them

Postings made by forum users are personal opinions. IOSH is not responsible for the content or accuracy of any of the information contained in forum postings. Please carefully consider any advice you receive.

Notification

Icon
Error

Options
Go to last post Go to first unread
lisar  
#1 Posted : 13 March 2014 09:16:43(UTC)
Rank: Forum user
lisar

Hi, I have an employee that had an accident on the 20th February. He called in sick but didnt follow our procedure by calling in each day. They dismissed him on the 28th. This means I havent had the chance to see if he was off all that time due to the injury. Where do I stand with this one? Would you advise I report it as a RIDDOR as a precaution?
walker  
#2 Posted : 13 March 2014 09:30:43(UTC)
Rank: Super forum user
walker

Blimey! I hope "they" followed procedure and there is more to this than meets the eye.
lisar  
#3 Posted : 13 March 2014 09:34:56(UTC)
Rank: Forum user
lisar

walker wrote:
Blimey! I hope "they" followed procedure and there is more to this than meets the eye.
Lol , yes a lot more to it but thats the HR side :)
PIKEMAN  
#4 Posted : 13 March 2014 09:45:13(UTC)
Rank: Super forum user
PIKEMAN

Speaking from long experience of SHE management, I would advise that you should NEVER report anything which is a statutory report (eg RIDDOR, IPC etc) unless you are CERTAIN it is reportable. Reporting RIDDORs for instances may have long term repercussions on the organisation - think benchmarking, performance measurement, tendering etc.
rodgerker  
#5 Posted : 13 March 2014 10:21:02(UTC)
Rank: Forum user
rodgerker

Good comment Pikeman. Also remember that sending in a "genuine" RIDDOR has led to a phone call from the HSE requesting a copy of the investigation report, followed by a letter announcing "we consider you are in breach of XXX. Fee For Intervention apples.....". Invoice in the post! Rodger Ker
bob youel  
#6 Posted : 13 March 2014 12:23:33(UTC)
Rank: Super forum user
bob youel

Even if somebody is off work [in an average situation] that should not stop somebody from investigating the event e.g. go to their home
Canopener  
#7 Posted : 13 March 2014 15:04:29(UTC)
Rank: Super forum user
Canopener

On the basis if your post, I would suggest that you don't have to report as they have not actually triggered the reporting requirements i.e. they have been off for only 7 days not OVER 7 days.
Kate.  
#8 Posted : 13 March 2014 19:47:43(UTC)
Rank: Forum user
Kate.

I can't agree with Canopener here - you don't get out of RIDDOR reporting by terminating the injured person's employment! For all we know the person could still not be fit for work. I have no answer to Lisa's problem only sympathy and a little horror at this tricky predicament.
John M  
#9 Posted : 13 March 2014 20:48:22(UTC)
Rank: Super forum user
John M

bob youel wrote:
Even if somebody is off work [in an average situation] that should not stop somebody from investigating the event e.g. go to their home
Now that is controversial and very likely to impact badly on the employer - unless he(the employer) has the injured party's permission to call. Jon
Canopener  
#10 Posted : 13 March 2014 21:23:43(UTC)
Rank: Super forum user
Canopener

Kate, I understand your view however I don't think that the employer has dismissed the individual for the specific purpose of avoiding making a RIDDOR report, although that may nevertheless be a consequence. In saying that I have reconsidered my arithmetic! Assuming that the individual reported 'sick' (I assume this was as the result of the accident - if not there would be no need to report) on the 21st and was dismissed on the 28th, then by my revised reckoning that could well make it over 7 days days (not including the day of the accident) and that makes the injury reportable. If on the other hand they reported 'sick' on the 22nd or later and/or were dismissed on the 27th or earlier, then I don't think it would be reportable. The key issue for me is whether the IP was an employee at the point that the over 7 days criteria is realised. It may not seem right and in fairness my take on it may be totally wrong, but I would have thought that technically if an employee leaves your employment (for whatever reason) I would say that the duty to report no longer exists if the trigger point occurs outside of their employment; but I'm happy to hear others thoughts. As an aside, there is obviously more going on here than meets the eye.
Canopener  
#11 Posted : 13 March 2014 21:31:15(UTC)
Rank: Super forum user
Canopener

John M wrote:
bob youel wrote:
Even if somebody is off work [in an average situation] that should not stop somebody from investigating the event e.g. go to their home
Now that is controversial and very likely to impact badly on the employer - unless he(the employer) has the injured party's permission to call. Jon
I don't see this as being controversial at all!!!! I have investigated any number of accidents when I have either telephoned the IP or visited them at home. And do you know what? I've never had anyone complain that I have done so, in fact quite the opposite. Rather than this reflecting badly upon the employer, I would have thought that it is a positive and responsible step to take. How do you go about getting permission to call? I suggest that there is little or nothing to be afraid of by conducting your investigation.
David Bannister  
#12 Posted : 14 March 2014 08:47:05(UTC)
Rank: Super forum user
David Bannister

In support of Canopener I would add that too often injured personnel complain that their employer didn't care enough to enquire as to their health or recovery. I have also heard people say that if the employer had been more caring that may not have made a claim.
chris42  
#13 Posted : 14 March 2014 08:55:57(UTC)
Rank: Super forum user
chris42

I have even been to the home of a sub contractors employee following an accident. They seemed more than happy someone was interested in their wellbeing. I always made sure they were aware I was coming to visit. It is not about trying to catch them laying a new patio when they are off with a bad back (that I consider HR's problem) Chris
pl53  
#14 Posted : 14 March 2014 09:04:36(UTC)
Rank: Super forum user
pl53

Yes but we are talking here about visiting someone who has just been sacked after being off work for 7 days. What do you think that person's frame of mind is going to be especially if you turn up uninvited?
John M  
#15 Posted : 14 March 2014 09:19:28(UTC)
Rank: Super forum user
John M

PL53 wrote:
Yes but we are talking here about visiting someone who has just been sacked after being off work for 7 days. What do you think that person's frame of mind is going to be especially if you turn up uninvited?
Exactly my point. It never amazes me what safety bods consider it proper to do without getting to grips with reality and considering the full facts before they jump in. A person that has been dismissed from work will certainly not in position to discuss safety or accident issue with a company representative- especially if he comes wearing the safety hat. If I was that person I would send him on his way and then speak to specialist lawyer. Fertile ground to be sure. We need to get real. Jon
IanDakin  
#16 Posted : 14 March 2014 09:30:43(UTC)
Rank: Super forum user
IanDakin

To be fair, Bob said "in an average situation". Visiting or 'phoning someone who is off - through illness or accident - demonstrate the employer cares and is taking the situation seriously. Waiting until someone comes back is hardly showing you care about what has happened, and that you want to make sure any mistakes or weaknesses are rectified as soon as possible. Ian
pl53  
#17 Posted : 14 March 2014 09:41:23(UTC)
Rank: Super forum user
pl53

Yes but this is not an average situation, the situation here is that someone has been dismissed and any discussion should be in that context. From that point of view Bob's comment is irrelevant and a distraction.
John M  
#18 Posted : 14 March 2014 09:43:10(UTC)
Rank: Super forum user
John M

More than "plenty of average " situations involving dismissal. I have no issue with inquiries following accidents providing protocols and common decency are maintained. Common decency does not extend to turning up unannounced in my book. Jon
pl53  
#19 Posted : 14 March 2014 09:56:20(UTC)
Rank: Super forum user
pl53

Yes but this is not an average situation, the situation here is that someone has been dismissed and any discussion should be in that context. From that point of view Bob's comment is irrelevant and a distraction.
chris42  
#20 Posted : 14 March 2014 10:38:20(UTC)
Rank: Super forum user
chris42

Ok for this situation I would still contact the IP and ask if it was ok for me to visit or ask questions over the phone. I would try and explain my only goal was to prevent anyone else getting injured in the same way. If they say no ( or words to that effect) I would record that the IP refused to give a statement in my investigation. But I would give the person the option to co operate. I do not see it hurts to try, they can only say no. Even if they did agree I would note they may be a hostile witness. But I could also assess if they were still suffering from their injury that they still could not resume their full duties (as best I could). With regard to RIDDOR - I would ask myself if the injury sustained would in all probability / realistically lead to the employee not being able to do their full range of duties after the 7 days. This would be the same as if the over 7 days fell on a weekend, where you are to assess the persons ability to work. Chris
Kate.  
#21 Posted : 14 March 2014 13:14:25(UTC)
Rank: Forum user
Kate.

Canopener, let's test this with a more extreme, hypothetical case. Employee on his last day at work before retirement suffers an injury. The next day (after the retirement process is complete) he dies of his injury. Would HSE not want a RIDDOR report?
peter gotch  
#22 Posted : 14 March 2014 13:35:34(UTC)
Rank: Super forum user
peter gotch

Canopener Seems to me that what matters in terms of RIDDOR reportability was the injured person's employment status on the day of the accident, rather than when the IP was been disabled from their normal work for more than 7 days.
Palmer20061  
#23 Posted : 14 March 2014 14:01:12(UTC)
Rank: Forum user
Palmer20061

So you've got an (ex)employee who's had an accident & now a grievance against the company as he's been dismissed - what chance a civil claim? As part of the claim they'll ask for the RIDDOR report & internal investigation.....if you don't have one potential issues include; no defence for the civil claim & an investigation from the HSE as to why there's been no RIDDOR report (think of all the hours for FFI and a fine for non-reporting (£50k?)). I'm not convinced of the 'don't report as a RIDDOR unless your certain' - if you don't investigate you'll never be certain.
Canopener  
#24 Posted : 14 March 2014 14:29:57(UTC)
Rank: Super forum user
Canopener

Palmer20061 wrote:
So you've got an (ex)employee who's had an accident & now a grievance against the company as he's been dismissed - what chance a civil claim? As part of the claim they'll ask for the RIDDOR report & internal investigation.....if you don't have one potential issues include; no defence for the civil claim & an investigation from the HSE as to why there's been no RIDDOR report (think of all the hours for FFI and a fine for non-reporting (£50k?)). I'm not convinced of the 'don't report as a RIDDOR unless your certain' - if you don't investigate you'll never be certain.
At the moment I don't think that it has been suggested that the employee is raising a grievenace (although he/she may feel aggrieved). It looks to me that there is a lot more going on here and that the employee may not have a case for a grievance i.e. procedurally the employer may have 'legally' dismissed. We don't know. While the person may well lodge a PI claim, I am struggling to see how not having made a RIDDOR report would strike out any defence. Could you explain how it might? While there may be an investigation by the HSE and that may incur FFI, it is unlikley to result in a £50k fine. However, I have to concede that the comments at #21/22 are equally, if not more plausible and I also accept the point made by Chris at #20.
Palmer20061  
#25 Posted : 14 March 2014 15:46:03(UTC)
Rank: Forum user
Palmer20061

Canopener - apologies if I was a bit brief. What I was trying to say is that if there has been no investigation then there's no defence. If on top of that it should have been reported as a RIDDOR then any civil court will take a dim view of that - of course it's very unlikely to get to court as it will be settled outside, but the settlement will reflect the lack of reporting. The £50k was a dredged up memory of the maximum fine for non-reporting of a RIDDOR - on re-reading I was of course wrong, it's an unlimited fine and a criminal record and possible imprisonment for two years - the FFI was on top of that. As in most of UK law ignorance is not accepted as a defence. 'Failure to report ‘reportable’ accidents is a criminal offence and the responsible person can be sentenced in the Magistrates’ Court with a fine up to £20,000, or in the Crown Court with an unlimited fine. Individuals deemed responsible for non-reporting can also face a period of imprisonment for up to two years'
jay  
#26 Posted : 14 March 2014 17:35:20(UTC)
Rank: Super forum user
jay

My professional view is that if there is a need to call employees home for work-related accidents/illnesses, it should be explicitly covered by the sickness absence policy first and foremost. As we are not privy to the details regarding the posters case, to speculate regarding RIDDOR /Civil action related enforcement action,fines & FFI etc is pre-mature. Regarding RIDDOR:- Regulation 16 on "Defence" is:- "In proceedings against any person for failing to comply with a requirement of these Regulations, it is a defence for that person to prove that they were not aware of the circumstances which gave rise to that requirement, so long as that person had taken all reasonable steps to be made aware, in sufficient time, of such circumstances" Therefore one has to take all reasonable steps to be made aware, in sufficient time, of such circumstances and it appears that if an employee is not co-operating by even not informing as per sickness absence policy, the employee is unlikely to be "forced" to do so. Based on the limited information given, the gap appears to be the lack of co-ordination between the person who took the decision to sack the employee and the alleged linkage of the absence/sickness to a work related accident and its investigation process. I am aware of several absence/sickness reporting formats that have no prompts/questions related to work-related accidents/illnesses . This is critical when there is a peripatetic workforce or the workforce is spread over several locations and there is a centralised sickness/absence reporting system.
Canopener  
#27 Posted : 15 March 2014 18:16:20(UTC)
Rank: Super forum user
Canopener

Jay, I think you make a good point about including something in the sickness absence policy (or other policy) to cover investigation and co-operation. 'Palmer', that does make more sense and I agree that a robust investigation might well assist with defending a claim, on the other hand it might of course have entirely the opposite effect! Nevertheless it should be done. I don't know whether a court would take a dim view of none reporting or not; it might well do or it may not be of any concern to them. However, I think that your assertion that ",,the settlement will reflect the lack of reporting." is at best rather 'fanciful'. As far as I am aware there is no scope for courts in these cases to award 'punitive' damages in such claims with the award being based on the 'loss' suffered by the claimant, be this financial or 'personal'. I can imagine the response of the court (or if it hasn't got that far the insurer) if the claimant did 'an Oliver' and asked '"for more" on the basis that a RIDDOR report wasn't made. That someone might be prosecuted for a breach of a the regs goes without saying and I am not and do not recommend deliberate non reporting, however, the database isn't awash with RIDDOR (non reporting) prosecutions and I can't help but feel that a significant fine or imprisonment is unlikely.
CarlT  
#28 Posted : 15 March 2014 19:16:27(UTC)
Rank: Forum user
CarlT

Lisar, I think the matter should still be investigated and if this leads you to find the injury would have prevented the IP from carrying out their duties for over 7 days then yes it should still be reported as a RIDDOR. I am left wondering why the company didn't call the employee to make sure they were ok when they didn't call in? I have called employees at various times while they were signed off and they have always been glad to talk. Obviously though, use wisdom. I am also really glad that I don't work for a company that will sack a person while they are still on sick leave, unless of course the employee gave someone a thump or something serious, in which case they should have been sacked for that and not for simply not reporting in every day. This actually raises an OT question: Is it reasonable to make an employee call in every day if the nature of their injury would mean they would certainly not be able to perform their duties for a length of time? This is not the first time I have encountered the policy and as others have suggested, it shows more caring if the employer initiates the contact.
Shineon55  
#29 Posted : 16 March 2014 20:11:38(UTC)
Rank: Forum user
Shineon55

Perhaps this has been over thought? He was off work, and would still have been off work on the day he was sacked. Presumably there is enough information to know what the incident was that caused the absence, and to fill in the RIDDOR? If there isn't, then questions of reportability are a bit moot as the form can't be completed properly anyway. If there is, report it with the information that you have, If it doesn't meet the publicly available HSE selection criteria then that is in all probability the last you will hear of it from the HSE. You can investigate the circumstances as far as you can - if you can't speak to the IP then you record it as far as you can, implement any procedures to prevent a reoccurrence and move on.
B.Bruce  
#30 Posted : 17 March 2014 09:59:38(UTC)
Rank: Forum user
B.Bruce

Hi all, Well, this is a coincidence. I have a similar dilemma and just happened to find this post. An employee suffered an injury at work on the 24th February. He attended hospital with a supposed injury to his wrist. No medical report was provided at the time. The employee was on his 2nd week of employment and decided to use a piece of work equipment he wasn't trained to use or instructed/asked to use. This happened while his Supervisor was with another employee. The employee hasn't followed HR absence procedure which requires daily contact with his line manager for the first 7 days, he didn't make contact until the 10 day of absence claiming his phone was broken and had no access to other phones. During his call he confirmed he had a 'fit note' which covered him for 7 days and told us he would be back on the 7th March. However, he didn't show up for work on the 7th and instead contacted HR again to inform us he had misread his Fit Note, it was for 14 days not 7! Quite rightly, our HR department ask him yet again to forward a copy of this Fit Note to which he agreed and also confirmed he would be returning to work today (17th March). Today, he has again failed to return to work. I haven't been able to contact him. Given the circumstances that lead to his accident (his failure to follow HR requests, not keeping in touch with HR, using equipment he hadn't been trained to use or ask to use) HR and the Production Department will be dismissing him. Before dismissal I had intended to sit him down and get a formal statement. As yet, we still don't have any evidence that his injury was severe enough to cause his lengthy absence. So, given the lack of information I am not prepared to reprot it to the HSE. What do you guys think?
bob youel  
#31 Posted : 17 March 2014 10:58:26(UTC)
Rank: Super forum user
bob youel

Further to the comment which is a valid one and others as noted below ""Yes but this is not an average situation, the situation here is that someone has been dismissed and any discussion should be in that context. From that point of view Bob's comment is irrelevant and a distraction"" I have visited people after they have been TUPE'd, left the company and even in cases of dismissal ---as the HSE would if the need arose --- and in all cases was welcomed. Each case should be taken on its merits and moved on from that point and the correct processes etc. should be in place to undertake such visits noting that it is a requirement under law [Social Security areas] to investigate and investigation should be part of a management system via the management regs We need to be clear as to exactly why somebody was dismissed as if not we cannot give a clear etc. comment noting that if the HSE became involved about a RIDDOR the employer may be best served in wanting to discuss the case with an employee as against just sacking somebody before an authority became involved
paulrs  
#32 Posted : 17 March 2014 20:41:49(UTC)
Rank: New forum user
paulrs

I have been informed today that an incident in which an employee was injured (he did not report to the office at the end of the day, did not call etc until he had driven to the hospital, then driven home), has just attracted a FFI invoice of £682. The competent person was initially informed that the IP would be sick for 2 weeks, so sent a Riddor. The IP was sick less than 5 days, so not long enough to Riddor, but the Riddor generated a HSE visit, and subsequent FFI. Company breach under MHSW reg 5 as no risk assessment for what IP was allegedly doing, namely trying to move a pallet with 1000kg on by hand as his pallet truck had broken. Despite having had MH training, in which they are told only to move pallets with pallet truck or FLT, etc, HSE said there should be an RA and SWP for moving heavy pallets by hand ! Company did not have RA for this as they did not think anyone would actually try it ! So report Riddors, but ensure you really are sure first, as an earlier poster said, it could attract a visit, and you may be surprised at what they find .
Jake  
#33 Posted : 18 March 2014 13:01:13(UTC)
Rank: Super forum user
Jake

paulrs wrote:
I have been informed today that an incident in which an employee was injured (he did not report to the office at the end of the day, did not call etc until he had driven to the hospital, then driven home), has just attracted a FFI invoice of £682. The competent person was initially informed that the IP would be sick for 2 weeks, so sent a Riddor. The IP was sick less than 5 days, so not long enough to Riddor, but the Riddor generated a HSE visit, and subsequent FFI. Company breach under MHSW reg 5 as no risk assessment for what IP was allegedly doing, namely trying to move a pallet with 1000kg on by hand as his pallet truck had broken. Despite having had MH training, in which they are told only to move pallets with pallet truck or FLT, etc, HSE said there should be an RA and SWP for moving heavy pallets by hand ! Company did not have RA for this as they did not think anyone would actually try it ! So report Riddors, but ensure you really are sure first, as an earlier poster said, it could attract a visit, and you may be surprised at what they find .
I would be lodging an appeal, based on what you have said, as that seems ridiculous. If it's made clear during training what employees can and cannot do, then it is wholly unreasonable to expect RAs and SWPs for every possible task an emloyeed might attempt to do in conflict to their training - you could create an infinite number of documents using this logic - which is a bizzaree stand point, and smacks of money grabbing. Appeal it.
John M  
#34 Posted : 19 March 2014 20:57:45(UTC)
Rank: Super forum user
John M

Paul Rs Did the IP report the incident/injury before he left work to go to the hospital? Was it entered in the Accident Book? Could be fertile ground for you to invoke your Accident and Near Miss policy and also possible disciplinary action. Yes, I would appeal the FFI. Sadly , some (including very many safety bods) are of the opinion that Risk Assessments are required for each and every task at the workplace. Jon
firesafety101  
#35 Posted : 19 March 2014 21:04:47(UTC)
Rank: Super forum user
firesafety101

Why do employees have to phone in every day when they are off sick or injured? OK it may be company policy but what if they are really ill and bedridden, live on their own or in ITU in hospital? Can't employees be trusted?
Users browsing this topic
Guest
You cannot post new topics in this forum.
You cannot reply to topics in this forum.
You cannot delete your posts in this forum.
You cannot edit your posts in this forum.
You cannot create polls in this forum.
You cannot vote in polls in this forum.