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H&S Documentation - Company with Less than 5 employees
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We are going to be employing a sub-contractor to do some work for us, there are only two guys employed by the company and they don't have a written H&S Policy or Risk Assessments. Am I correct in saying that all we can get from them would be a written method statement outlining what they are going to be doing and how they intend to do it?
Cheers
Martin
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Rank: Super forum user
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They don't HAVE to have a written policy of risk assessments, but they can still document them if they wish (or perhaps if they wish to work for you?). Obviously you don't want to go overboard with requiring documents, but as the client you are able to ask for all OSH information that is reasonable - provided such a clause is included in your standard contract!
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Rank: Super forum user
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You might want to change your user name - likely to be confused with the real Martin 1
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Martin1 wrote:You might want to change your user name - likely to be confused with the real Martin 1 I was just Martin for a couple of years and then last week IOSH seemed to have a problem with it and they changed it to Martin#1
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Rank: Super forum user
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Perhaps I should change mine to Martin##1 ?
No , that seems even worse.
Perhaps you should be Martin0?
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Rank: Guest
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No, I'm Spartacus!
(Sorry, couldn't resist - it's Friday and only an hour or so left until the weekend).
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Rank: Super forum user
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Martin#1 wrote:We are going to be employing a sub-contractor to do some work for us, there are only two guys employed by the company and they don't have a written H&S Policy or Risk Assessments. Am I correct in saying that all we can get from them would be a written method statement outlining what they are going to be doing and how they intend to do it?
Martin, you don't say what type of work they will do. Just because it's just two guys doesn't mean they are exempt from Risk Assessments. For example if they are using flammable or hazardous chemicals, they will need to have conducted COSHH assessmensts to show how their use of chemicals is controlled. And if there is a risk to other people, or a risk of spillage, or there's waste to deal with, then they DO need to have conducted a written Risk Assessment, and an H&S policy is needed to explain their arrangements in the event of an incident, first aid, etc. If they are going to be clamerbing up a tower scaffold then they need to do a work-at-height assessment, and that will need like a full risk assessment including how other people are protected, a rescue procedure etc. JohnW
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Rank: Super forum user
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Martin1 wrote:Perhaps I should change mine to Martin##1 ?
No , that seems even worse.
Perhaps you should be Martin0? Personally, I always preferred Cinzano!
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Rank: Forum user
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Unfortunately JM is mistaken. re-read Reg 3 & the ACoP for the Management Regs, there is no explicit requirement to document other than with 5 or more employees. As for the policy - way off the mark again.
I agree that it should be done but the legal necessity isn't there. A more accurate response would be that the self-employed and less than 5 employee employer must be able to demonstrate that they have considered the potential risks and taken appropriate steps to reduce them. How this is done is up to them.
As for CoSHH, it even says that in some cases the reading of the MSDS would suffice.
As an ex HSE inspector it saddens me that people punt out advice that is misleading at best, incorrect at worse.
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Rank: Super forum user
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Triblim,
If by JM you mean JohnW (me) then I have to disagree with your suggestion that I'm offering misleading advice.
I agree when you say "Reg 3 & the ACoP for the Management Regs, there is no explicit requirement to document other than with 5 or more employees" but I will read that as referring to their own place of work. If the two-man team are employed as contractors, and their actions may put many other people at risk then surely there is a requirement for a written document to make those other persons properly aware?
Are we dealing with construction work? That was my assumption there and why I also said H&S policy and COSHH were necessary, to comply with CDM.
JohnW
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Rank: Forum user
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My apologies JW.
You are offering misleading advice & should not therefore post unless you are fully aware of the SI's and the associated ACoP's.
I hope this clears things up for you.
Happy revision.
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Rank: Super forum user
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Triblim,
I am aware of relevant ACOPs, HSGs etc. The advice I am posting, re contractors who may affect the safety of others, is what I think is appropriate for the circumstances.
I thought I made that clear to you in the previous psotings.
Do you teach, or do you DO ?
;o)
JohnW
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Rank: Forum user
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Those who can, do Those who can't, teach Those who can't teach, write about those that do and teach Does it always have to end in one upmanship, I for one am not impressed Martin look up policy on HSE web site they have a very simple template that can be adapted for Small contractors I recomend it to small comapnies working on our CDM sites to help demonstrate Role competence as per appendix 4 CDM ACops
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Rank: Forum user
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For the teachers among us I do realise I forgot to spell check ,some things are not that important.
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Rank: Super forum user
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Thanks Cahill33411,
Yes, it's a demonstration of competence and a demonstration of awareness of hazards associated with their work. I encourage my clients to employ contractors who have written or who can write a policy and one or more risk assessments... surely it's better 'advice' to demand such things than say 'don't bother not mandatory'.
... but I have to admit, I have helped some, like scaffolders, to write them.... teaching them at the same time :o)
JohnW
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John I to am guilty of the same charge, I often assist the smaller contractor to comply I believe there are many ways to skin a cat and it is very beneficial to see the small contractors adapting and conforming (with a little assistance of myself ) I believe that in the real world that is sometimes what we have to do. Oh and yippee I remembered to spelll check, I do hope that hasn't spoilt the replies of some of our more smug colleagues.
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Rank: Super forum user
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Martin. You have the right to demand more.
5 or employees then this, that and the other must be in writing, yeah, yeah, that’s true but…..
If you are taking on contractors then your employer, MD, CEO, contract manager etc etc can dictate that they (the contractor) provide you (the purse string holder) with written risk assessments, method statements, policy documents, COSHH assessments and what so ever you desire.
You cannot demand that contractors break the law, but what you are asking will be over, above and beyond minimum statute requirements – so it’s essentially best practice. It don’t matter two hoots if there are only two of them or it’s a one man band. Get in the driving seat, demand that the contractors play ball with you and not the other way around.
If they don’t like it or get smart then its time to award the contract to someone who will play by your rules. Your company is paying them so you dictate the terms of the contract.
Tail wagging the dog?
Speaking from experience, your Insurance company will also quite likely take that view.
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Rank: Forum user
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I have to agree with Betta and JohnW on this one. After all there is still a requirement to risk assess if you employ under 5 employees and I always point ask how something can be proven if it's not written down. Best practice vs legislative requirement.
We have a number of smaller contractors who have historically worked for our organisation and as such they either work alongside the project manager to come up with a risk assessment and method statement in our format they are happy to agree to (and sign to say it is read and understood) or have actually adopted our format (with their logo etc on). Similarly with COSHH assessments, if we know what they are using and how they are using it we can assist or guide them with the assessments.
As it stands a few of our clients require sight of risk assessment and method statement to provide access to secure areas (a live datahall for example) and would not accept "well sorry but these people don't need to because they are under the threshold". Their own procedures for business continuity as well as protection of their own staff require it and it's usually a requirement of any contract with them.
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Rank: Super forum user
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Re #1 (Martin#1 first post)
If they cannot produce an RA or method statement as a minimum I'd change the contractor. They could at least make an attempt at showing that they are competent workers and are aware of the task ahead.
zimmy
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Rank: Super forum user
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The work has to be assessed but it can be done in co-operation and collaboration especially with small companies who are usually contracted to carry out either specialist works or very focused works. Simply because they have not written it down does NOT mean they are incompetent or unsafe. They don't need to write it down so they haven't.
I have seen so much paper produced by small companies, at the demand of larger clients or because they think they will not get work without it. It often serves little purpose other than to provide evidence for future legal actions. In my time on "active" duty, it was customary that such companies would be required to co-operate with our systems and we would help them to produce what we required. They provide the content, we provide the systems.
Your pre-qualification process can be tailored to such requirements. p48
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Rank: Super forum user
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pete48 wrote:Simply because they have not written it down does NOT mean they are incompetent or unsafe. True Pete, but if they HAVE written it down then there is more confidence in them. As you say (and I indicated too above) where good quality contractors have difficulty applying themselves to do RAs it is worth working with them to prepare these; hopefully they can learn from the process, and the end result is that our files are well-documented and capable of scrutiny if and when necessary, and it's likely too that we do in fact have a safer site.
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JohnW wrote:Triblim,
I am aware of relevant ACOPs, HSGs etc. The advice I am posting, re contractors who may affect the safety of others, is what I think is appropriate for the circumstances.
I thought I made that clear to you in the previous psotings.
Do you teach, or do you DO ?
;o)
JohnW I both teach (PTLLS qualified) NEBOSH Cert/Diploma etc. and having worked for over 18 years in H&S - starting with HSE Inspector now back to consulting (with a post grad diploma from bck in 94 if you are going to get picky). I feel that you need to look at what advice you are offering when you post it as "you must do etc". So I do both with added extras for no additional cost. Climb back into your pram, pick up up your toys and regather. Perhaps then you will realise that you have misinterpreted the legislation and offered innappropriate / incorrect advice. Look at the rest of the post to see that they concur with my train of thought not your misguided interpretation of law. It is something we all do when we start in this world. ;o) to quote you.
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Rank: Forum user
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irrespective of the number of employees; have to assess the potential risks involved and based on that a policy and risk assessment has to be prepared. everybody's life is precious in terms of health and safety. nothing should be happen to anyone and the activity should be managed safely even if the number of employees are increased in a later stage. then can review and add up additional points.
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Rank: Super forum user
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Triblim wrote:JohnW wrote:Triblim,
I am aware of relevant ACOPs, HSGs etc. The advice I am posting, re contractors who may affect the safety of others, is what I think is appropriate for the circumstances.
I thought I made that clear to you in the previous psotings.
Do you teach, or do you DO ?
;o)
JohnW I both teach (PTLLS qualified) NEBOSH Cert/Diploma etc. and having worked for over 18 years in H&S - starting with HSE Inspector now back to consulting (with a post grad diploma from bck in 94 if you are going to get picky). I feel that you need to look at what advice you are offering when you post it as "you must do etc". So I do both with added extras for no additional cost. Climb back into your pram, pick up up your toys and regather. Perhaps then you will realise that you have misinterpreted the legislation and offered innappropriate / incorrect advice. Look at the rest of the post to see that they concur with my train of thought not your misguided interpretation of law. It is something we all do when we start in this world. ;o) to quote you. Congratulations. That MUST be the most condescending and patronising post i've read on here in my 18 months with IOSH. Your PTLLS teacher MUST be so proud of your 'pram & toys' put down. Wouldn't it have been possible to suggest by PM that his advice, although good practice, might not reflect current law? Just a thought as we're all here to help each other are we not?
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Rank: Forum user
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Thanks for all the responses (both positive and negative) it looks like this subject has sparked quite a debate.
Thanks
Martin
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Rank: Super forum user
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Oh dear, what an unfortunate thread. Not taking sides but, this forum is designed to assist colleagues and it is very dangerous to be too assertive, we all make mistakes...
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H&S Documentation - Company with Less than 5 employees
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