Rank: Forum user
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Hi All,
I am a relative newbie to the Health and Safety world, having started my career as a plumber on a nuclear power station, I had a wonderful opportunity to be taken on within a housing organisation and developed in to a health and safety advisor role by my Manager.
I have been with the organisation for 2 years now, However due to a re-structure within my organisation about 9 months ago, my Manager was made redundant and I now hold the only Health and safety advisor position within the organisation.
I feel completely confident and competent in my role and I have completed the Nebosh general and construction, I am also self studying fire and risk management (for fun!?).
One area I feel extremely weak in is auditing... I understand that generally you are testing a company's policy's and procedures against what happens in practice but I just cant get my head around the sort of things to look for and a set structure of how to audit.
For example I have been asked to complete some internal audits in our care and support area of the organisation and then our repairs team. They haven't asked me to focus on anything in particular, just "H&S". I don't really understand where to start, where I draw a list of things to check from, is there a standard to complete or is this something I can put together based on experience?
I appreciate that auditing to most will not be a complex thing to do, however having not really had a proper explanation on the start to finish process it all seems a little overwhelming and I am sure in my head I am over complicating it.
It would be really appreciated if someone could please point me in the right direction or advise where I could find some more information regarding auditing which explains the whole process in laymen's terms.
Many thanks
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Rank: Super forum user
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There are different ways of doing audits. Some are purely based on a standard checklist with yes and no answers. Others are as you describe, testing how policies and procedures are implemented in practice.
The key to the latter kind of audit is preparation and planning. First find any relevant documentation and then prepare some questions based on it. Taking repairs as an example, you might find out for example that there are certain checks that the tradespeople are supposed to do and record. To audit this, you would ask to speak to an electrician, a plumber etc and ideally shadow them on a job and see if they do and record these checks. Failing that you would meet them and ask them questions like 'talk me through how you go about a job'. Then, you would ask to see the records of the checks for a recent job, and find out the extent to which the records exist or not. You would also look at whether the checks and the records were adding value ('has anything turned up on a check that has changed what you did on the job?'). And so on. But don't try to do too much per audit, focus on a few critical things and find out if they are being done properly.
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Rank: Super forum user
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I've been through 18001 lead auditor training and CSPA (cert. in safety programme auditing) the CSPA was very useful
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Rank: Forum user
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I like Kate's advice . .
Audits are 'an in depth scrutiny against a defined standard'. In other words, are we doing what we say we will? They are not inspections, tours, checks, or sampling.
There has to be a defined standard - eg. against specified policy, legislation (choose that one carefully) or procedural standards.
My practical suggestion would be to try 'mini-auditing' first, and get going ASAP.
Possibly ask what aspects of 'H&S' are of particular concern (or you just choose). Then audit that topic across the areas they suggest, although these are quite significant departments of a HA.
For example: how are we doing against our incident reporting procedure?
Read, re-read and analyse the procedure(s). Decide if various levels of questions are required - for managers, for first-aiders, or for anyone randomly chosen.
Reformat the text of the procedure into a few critical questions, segregated as above - and you are nearly ready. Make appointments, and ask for any documentation to be readily available (never will be BTW!).
There is no real need to invent a complicated scoring procedure. Keep the questions to a minimum, and ideally a nice round number for any percentages later! You will form an impression during the audit, your report can be very simple, and help managers (the 'they' you refer to) to decide what to do - your own recommendations will no doubt be asked for.
You may get very different responses from the two sections you mention. It doesn't usually work that well to compare different area against each other.
The repairs side is where construction-related checklists may also help, but they are often just questions off the top of heads, not from a specific standard. The questions need to have a real purpose, not just 'is the safety policy dated?'
Have a few goes, learn as you go along, then start to widen your scope.
Do not go on a training course first! Later when you have figured out a few things, and can relate to such a course better, maybe.
Enjoy.
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Rank: Forum user
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Hi all,
Thank you for your quick and thorough responses.
You have helped simplify the process in my mind now, and I will take your advice to start immediately and practice.
Thank you all for your help
Kind regards
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