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#1 Posted : 23 February 2008 23:05:00(UTC)
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Posted By Hilal KINLI Hi, I am a new member of this forum. I am a HSE consultant in Istanbul in Turkey. I am also owner and moderator of a Turkish yahoo group (name is riskyonetimi, meaning is risk management) having more than 5400 members. This group communicates only in HSE related issues. Recently, we had a discussion in my group related with risk rating approaches. I would like to share this discussion with you and take your ideas. As it is known, there is no standard or unique approach accepted to be used in risk rating studies. Many different risk rating methodologies and approaches are used in risk assessment studies. Some methods are numeric, some are alfa-numeric. Some are two dimensional, some are three dimensional. Although risk rating effectiveness of all of these methodologies could be discussed (also we have discussed in the past in my group), but our recent specific discussion was related to risk rating approaches rather than methodologies. In our discussion; the question was; "Do existing risk control measures lower importance of a risk ?(for example from very high level to negligible level). For example, if somebody is exposed to very high noise level (e.g. Lex, 8 h=100 dBA). At the beginning, this risk will have very high importance value with almost all of the risk rating methods used. Then, if you give suitable ear protectors to that person, train that person about noise, ppe, etc. and inspect, etc. then, does it mean that, you have lowered the importance level of the risk from very high level to negligible level? My answer to this question is certainly "no". Because, in my opinion, existing risk control measures are only barriers in front of risks. If you ignore one of them, then risks will appear in the importance level without any risk control measure. Importance of a risk can only be lowered by making a change at the source. (e.g., in this example, by changing the noisy equipment with a silent one, etc.). Therefore in order to find the real level of the risks, risks have to be rated without considering any risk control measure. Risk rating considering existing risk control measures have no meaning. I will appreciate taking your ideas. Best wishes Dr.Hilal KINLI (Environmental Eng.) HSE Consultant www.ramsrisk.com.tr
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#2 Posted : 24 February 2008 06:35:00(UTC)
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Posted By fawzy ahmad farrag Hi Hilal, To estimate the risk level we take the existing safety measures into consideration.In my opinion the positive measures will be taken. But I do not take PPE as an existing measures when estimating the risk level because they are considered negative protective devices as the source of risk is still existed. Fawzy
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#3 Posted : 24 February 2008 11:05:00(UTC)
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Posted By Chris Packham This is one reason why, when running our courses on prevention of damage to health from workplace skin exposure we always stress that the aim should be to "Control the process, not the person". In other words, we should be attempting to structure the workplace, equipment and method or working so that the workplace is intrinsically safe, independent of anyone working there. The moment you rely upon people working in a particular way, using PPE, etc. you lose that ultimate control as you are dependent upon them. Remember also that all PPE is fail-to-danger. Thus, in my view, you cannot take PPE into account when assessing a risk as: a) You are dependent upon the person to use it correctly, and b) In many cases (e.g. gloves, respirators) you will not know about a failure until the damage to health becomes apparent. Re using it correctly, when we monitor how well people remove gloves after working with chemicals, biohazards, etc., it is common to find that the majority contaminate their hands in the process of removal, even after having been shown how to remove them correctly. Chris
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#4 Posted : 24 February 2008 11:11:00(UTC)
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Posted By Hilal KINLI Hi Fawzy, Thank you for your e-mail Sorry, but I couldn't understand what you mean by positive and negative safety measures. Could you please make an explanation or give some examples for those positive and negative safety measures Thanks. Hilal
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#5 Posted : 24 February 2008 11:52:00(UTC)
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Posted By fawzy ahmad farrag Some of countries HSE legislations called the PPE negative protection. This is mean that for example before delivering helmets to workers we must be sure that there is no chances to objects to fall.Also before delivering safety shoes to workers in construction industries we must clean the site from any protruding nails. The same before providing fire extinguishers (we consider them negative protective devices) we must take all fire safety precautions to prevent fire and after that thinking how to select fire extinguishers and put them in place. So,the PPE may prevent the injury but they will not remove the risk. I mean that PPE or the fire extinguishers are the second defence line. The first defence is removing the risk. Fawzy
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#6 Posted : 24 February 2008 17:17:00(UTC)
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Posted By Hilal KINLI Dear Chris and Fawzy, I agree both of you. Yes, I know very well that first step in the risk control hierarcy is removing the hazard that causes the risk. Last step is PPE. But my spesific question was; when rating the risks and finding the importance level of the risks, do we need to consider existing risk control measures? If we need to consider, why? If we do not need to consider, why? My opinion was; we do not need to consider existing risk control measures. Because, existing risk control measures can not change the importance level of the risks. As you have mentioned also, risk control measures do not prevent or remove the risks. They are only barriers or defences for the risks. I also believe that following two things are not the same; 1. lowering the importance level of a risk from very high level to negligible level by putting excellent risk control measures in place 2. lowering the importance level of a risk from very high level to negligible level by removing the hazard related to risk Even the results of these two approaches mentioned above seem to be the same, they are obviously very different from each other. If you rate the risks considering existing control measures, you may not differentiate these to approaches. Best wishes Hilal
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#7 Posted : 24 February 2008 17:45:00(UTC)
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Posted By Chris Packham Hilal I don't entirely agree with you. I think it will depend upon the control measures. Risk is the probability of something happening that could cause damage to health. If the control measure is intrinsically adequate and fail to safe, then the risk, i.e. the probability of damage to health, will be insignificant or completely eliminated. If you ignore such control measures, then almost everything becomes high risk. Of course, if the control measure is suspect in any way, or could fail and would then fail to danger, then you would have to consider how this affects the probability of damage. If the control measure, if it were to fail, would significantly reduce the effect of such failure, would you still insist on totally ignoring it? I think it is the "quality" of the control measure that would, for me, influence whether I included it in my risk assessment. I have seen control measures that could easily fail and would then actually increase the severity of the effect. In such a case the risk is greater with the control measure than without. Chris
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#8 Posted : 24 February 2008 17:47:00(UTC)
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Posted By Chris Jerman Hi Hilal An interesting read. An observation for you. (previous posts spot on by the way, guys) You suggest that it is possible in situation 1. to reduce the level of risk to an almost negligible level through excellent control measures - which do not, however, entail the treatment of the hazard. It is unlikely that in such a risk calculation which results in HIGH that this will be possible. Taking the two components of RISK, consequence and likelihood, both would have to be high to give the maximum value yes?. If you applied excellent control measures to likelihood to reduce exposure potential to low, you would still be left with a high hazard consequence - therefore risk would now be medium NOT low. IN other words "It is well controlled, but IF exposed, the full outcome may still be realised. The only way to get the highest value of assessed risk down to low is to treat BOTH the hazard and the exposure as you have illustrated in the example 2. This is a mistake commonly made in respect of hazards such as electricity, where people put in measures to control people, then think that the RISK is low. It is not, it is medium - and when the controls fail, someone often dies! When adopting controls for likelihood when the consequence is still high, a controls assurance assessment must be made to make absolutely sure that the controls WILL remain in force under all conditions. This is where the previous post was correct in saying that you need to treat the situation and not the person. Chris
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#9 Posted : 24 February 2008 18:36:00(UTC)
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Posted By Hilal KINLI Hi Chris (Jerman), As I have mentioned in my previous e-mail, there are many different risk rating methodologies (numerical, alpha-numerical, two dimensional, three dimensonal, etc.). They are also subject of discussion. Because many people are using copy-paste risk rating methodologies without doing any interpretation on the methodology. I have compared in the past about 20 different risk rating methodologies widely used by making same assumption for a risk and I have found signifcance of the same risk from very high to negligible level from these methodologies. So I have cocluded that significance of a risk depends on the rating methods used. In my two sample situation in the previous e-mail, I have made some assumption to differentiate the two situations clearly. Also there are some 5X5 numeric two dimensional methods giving the same result. For example: assume that in a 5x5 numeric method, likelihood of a risk is 5 and consequence (or severity) is 5 . Then the result will be 25. That means significance of that risk is very high. Then if you take excellent risk control measures, somebody says that likelihood is lowered to 1. Then, the result will be 5. That means significance of that risk now is low or negligible. But if you use, for example, an alpha-numeric method, even you lower the likelihood of the risk, if the severity of the risk is high, the significance of the risk will be still high. Actually, as I have mentioned previously with two sample situation, I do not believe that existing risk control measures lower the significance of the risks. In my opinion, significance of the risks should be reflected in their original importance value in risk assessment registers. Then we can assess the competency of risk control measures. If we see some gaps in the risk control measures, we may do some actions begining from the risks having very high significance. If we don't see any gap in the risk control measures, then there will be no need to do some extra action. I will try to share my ideas in my next e-mails. Best wishes Hilal
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#10 Posted : 24 February 2008 19:15:00(UTC)
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Posted By Hilal KINLI Hi Chris (Packham) I have studied very long time for the definition of terminologies: "hazard" and "risk". Because as you know, in many literature, you may find some different definitions. I have concluded that hazard is the main cause of an injury or illness (for example; work at height, manual handling, electricity, etc.). Risk is the probable result or sequence of results of an hazard (for example fall from height, back injury, electrical shock, etc.). Magnitude of the risk depends on severity and likelihood of the risk. Sorry, but I do not agree with your interpretations. As I have mentioned previously, in my opinion, risk control measures do not lower the importance of the risks. They are barriers in front of the risks. Of course, if these barriers are strong enough and if you quarantee that these barriers will be always in place, then there will be no problem. You will probably never be face with that risk. However, this will not mean that you have removed the hazard causing the risk. Risk will be waiting for any small gap in the risk control measures. If it finds a gap, then you will face with the risk in its original significance value. If you remove the hazard causing the risk, you will quarantee not to face with that risk. These two situations are obviously not the same. That is why I believe that existing risk control measures do not lower the importanc of the risks. This idea is my personnel idea developed by searching considerable amount of documents and making interpretations on them. Best wishes Hilal
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#11 Posted : 24 February 2008 21:22:00(UTC)
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Posted By Chris Packham Hilal I think we have a problem with terminology here. I have consulted several dictionaries for definition of risk. They all seem to agree that risk is the probability that something will happen. The severity of the consequences is something different. We may choose to include this in our "risk assessment", although in my particular field (prevention of damage to health from workplace skin exposure) this is not really an option, as you will see later. When teaching the difference I usually use the lion/kitten analogy. The hazard from meeting a lion will be considerable, possibly life threatening. However, for most of us the risk of meeting a lion will be very low (unless you work in a zoo or are a lion tamer). By contrast take the other extreme of the cat family. The hazard from meeting a kitten is low, although some people do develop allergies. However, the risk of meeting a kitten is high as they are common in most developed environments. We even encourage them to inhabit our houses. Of course, the control measures we adopt must take the consequences of the meeting into account. We will need more stringent control measures for meeting a lion than we will for a kitten. However, eliminating the risk of exposure to a lion is - at least for most of us - fairly simple. (Don't go to Africa, stay outside the lion cage at the zoo and keep the car windows closed in the safari park!) Avoiding kittens will, for most of us, be much more difficult. Thus to avoid the risk of a reaction to a kitten may need more extensive control measures than for a lion. In this context, statistics show that the most common cause in industrial countries of occupational skin disease is from water, i.e. wet work. Yet water does not even feature as "hazardous" in terms of risk phrases. However, almost all of us will be exposed to water during our day-to-day life. In this situation the "hazard" (the intrinsic properties of the substance to cause harm) may be relatively small. However, the risk of damage to health from exposure to water can, under certain circumstances, be significant. In fact, there is no chemical that does not have the potential to be irritant to the skin. It all depends upon the extent, frequency and duration of exposure. How you quantify these and relate them to the intrinsic properties of the chemical to do harm (the 'hazard') is a complex, and in my field largely subjective, procedure. In summary, for a hairdresser or catering worker water represents a high potential for damage to health. For an office worker the risk from water is so low as to be safely ignored. The risk here has little to do with the 'hazard' and much more to do with the exposure. If I reduce the exposure then the 'hazard' is less of a concern. So my control measures must affect how I view the risk to the worker, otherwise my risk assessment for potential exposure to water would always be "high" in your terms. Chris
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#12 Posted : 24 February 2008 21:34:00(UTC)
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Posted By Rakesh Maharaj Hi Chaps, This is an interesting discussion... One approach to interpreting risk in the context of Hilal's original example relating to noise is that risk is a 'dependent' factor. A risk calculation in this instance uses the exposed person as a point of reference. So using Chris's logic, suitable control of risk at the level of the exposed person through the use of PPE, is only likely to reduce the risk to the person using the PPE as opposed to others exposed to the same noise source who may not. Therefore one may argue that the risk to others, providing that controls are absent, remains unaffected. I hope this helps. R
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#13 Posted : 24 February 2008 21:41:00(UTC)
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Posted By Chris Packham Rakesh This is exactly my point and why I always stress that we need to control the process not the person, i.e. in the case of noise restructure the process so that noise is controlled at source rather than rely upon PPE. If we enclose the process such that the ambient noise levels are below that which represents a hazard, then where is the hazard for those in the vicinity? We would, of course, introduce safety systems so that the enclosed could not be opened whilst the equipment was running, etc. If, for a risk assessment, you ignore all technical control measures, then almost every risk assessment must show a high risk. So a risk assessment would then merely be based on the hazard and not the risk of damage to health. I would also suggest that if you take this approach the management could easily adopt the attitude that there is little point in introducing control measures since they will do nothing to reduce the risk - so why spend the moneyChris
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#14 Posted : 25 February 2008 00:30:00(UTC)
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Posted By Chris Jerman Where our profession suffers, as identified earlier in this thread, is in the use of language. Now is perhaps not the time for a long thread on this, but you only have to look at the postings so far to see what I mean. Firstly, there is no point looking in any sort of lexicon for a definition of RISK, as in my view we are not using the word in the same way as it is commonly used. Again in my view, risk does not mean - the chances of, nor does it mean likelihood of harm, nor outcome or even something that can hurt you. No, risk is merely a concept that allows us to contextualise something in a comparable way to allow prioritisation and determine tolerability / intolerability. Sounds complicated - it isn't but the explanation is. Whether you look at assessment with or without controls is neither here nor there in the language argument (I'd go 'with controls', by the way like you Chris, no-one said that assessment needed to be complicated and doing it twice seems to be a waste of my time and anyway, what does no controls mean - a new born baby? The minute you introduce any level of human awareness you are introducing controls of some sort). Many activities that people undertake are described as high risk, when in fact they are high hazard potential, but actually low likelihood. I don't agree Hilal with your rating of HIGH x Low = low. That doesn't make sense. That would give you a 5x5 matrix with only two levels of risk; high and low. What happened to medium? Anyway, sorry getting into distractions here. To make an assessment work in the real world, you need some ingredients (yes, my view again) Firstly a task. Someone needs to be doing something or else we are performing a different type of assessment (say, critical component failure - OK?)The task allows us to contextualise the hazard(s). Then we need to understand what could actually 'go wrong' in order to expose them. Example: We are surrounded by electricity in our homes. Not a problem. We use electricity without a problem it's not until something goes wrong that we get exposed (no this isn't likelihood yet, it's a prediction of a reasonably foreseeable event during the task) Task is working on an 240v electrical appliance. 'RF event' would be contact with live conductors due to failure to isolate correctly (for eg). The reasonably forseesable outcome from which would be electrocution. Many people get shocked and don't die, sure, but it isn't a surprise when they do is it? It IS a reasonable outcome OK. So far, Task, hazard, prediction of event and estimation of outcome. Now we get to likelihood. This is not, not, not the likelihood of dying. It is not even the likelihood of touching the exposed conductors. It's the likelihood (chance not probability) of being in a position where you MAY touch the conductors. What makes up that chance? Competency, pressure, your environment, effectiveness of the isolation procedure etc etc. Risk is made up of three components, 1 is the task and 2 and 3 are the independent variables of consequence at its reasonable worst and likelihood of exposure to the conditions described. Anything else isn't independent. So where's risk in all of this? Nowhere. Not until you perform the full assessment does risk appear. Using a simple 3 point matrix, electrocution would be HIGH and likelihood? Well let's say highly competent electrician, good isolation and test, no pressure to cut corners, we'll give likelihood of 'getting it wrong' as low. High x low would result in medium RISK. There I used the R word. That's the only time I ever use it. And I mean EVER. As a manager, it allows me to understand something. In this context, a job which is being well done, but if I allow the controls to be eroded it will increase back to the point that I will have people exposed to the point where I would not be surprised if someone did contact live conductors - and I know what could be the result. Let me be very clear here. This is not the only type of assessment out there, it's not the only right one either, so there's no need to disagree with my thinking or get offended, all I am merely trying to illustrate is that I have a very clear definition for myself of what the word RISK actually means and whether you agree or not, it is clear that we have many uses and definitions of it within the SAME PROFESSION. This is clearly not helpful especially for new practitioners and some enforcers. Agree or disagree with my method (by the way an assessment looks altogether much more obvious than the explanation) we do need to sort out the language of risk so that we're all discussing the same thing. I am currently working with the Technical Committee with the intention that we may produce a guide to risk assessment. Now isn't the time, but we do need to explain qualitative, quantitative, probabilistic, etc etc.with examples too. Different people need different assessment types. I would sincerely hope that BNFL (as was) don't use a 3x3 matrix for the assessment of their cores! But then does a local newsagent actually need much more than hazard spotting and some simple controls? However, I do feel that in order to be called a RISK assessment, there needs to be a definitive conclusion or else it's merely AN assessment. The new release from the HSE on what 'good enough' looks like simply has no conclusion. It's a list of hazards and some controls that should be in place but no identification of whether they are or not. I would say not a risk assessment at all. Right off to be. Just been to see Joe Bonamassa live in Sheffield and my ears are ringing. No, I didn't do a risk assessment nor a noise assessment beyond "Blimey, that's loud" Nighty night Chris
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#15 Posted : 25 February 2008 07:03:00(UTC)
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Posted By Hilal KINLI Hi Chris (Packham) Thank you for your interpretations. Hazard and risk definitions in my previous e-mail are my personnel definitions after considerable search and interpretations on different definitions. You may not find anywhere. Therefore, you may agree or not. Your lion example has remembered to me a tiger example in an IOSH Managing Safely Course I have attended in UK in 2001. I agree with your interpretations related to risk assessment. However, in the workplace risk assessment studies, I prefer to do task based risk assessment, not a general risk assessment. Then, for example, if a task doesn't involve work at height hazard, then we do not need to concern fall from height risk for the person implementing the task. When doing task based risk assessment, I also consider the working environment of the persons performing the task. Because tasks of that persons can affect other persons(for example, noise). Best wishes Hilal
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#16 Posted : 25 February 2008 08:34:00(UTC)
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Posted By Chris Packham Hilal I entirely agree with you that a risk assessment has to be task based. However, this raises two questions. 1. As has already been suggested, their could be a significant difference between two persons carrying out the same task. To use the analogy, a trained electrician will probably be at lesser risk in carrying out electical work than someone with no knowledge at all. I use the analogy of two people painting a piece of machinery. One gets almost all the paint on the machinery and almost nothing on him. The other gets much more paint on him. Which do you use for your exposure model for the risk assessment? This is one reason why I prefer to control the process not the person. 2. What is the hazard. With ladders it is relatively straightforward - falling off. However, as soon as you introduce chemicals it becomes much more problematic, as I attempted to demonstrate in my earlier thread on safety data sheets. Water is the most common cause of occupational contact dermatitis. It is far too complicated to discuss here, but if you let me have your e-mail address I will happily send you our bulletin on this subject. Chris
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#17 Posted : 25 February 2008 10:51:00(UTC)
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Posted By Hilal KINLI Hi Chris (Jerman) Thank you for your very detailed interpretations. As you know, risk assessment is a subject that is very open to discussion among the experts around the world. Because as far as I see, there is no consensus on this subject among the experts. And it is sometimes difficult to explain the views with written words rather than speaking face to face. Also in my yahoo group (riskyonetimi), after long discussions on the subject, we have decided to do a workshop on this subject to discuss face to face with the experts. Nowadays we are planning that workshop. You say that high consequence with low likelihood equals medium sized risk. But as you know, it depends on the risk rating methodology used. As I have mentioned in my previous e-mails, by using the same assumption for a risk for likelihood and consequence; it will be possible to obtain low result as the magnitude of the risk in some risk rating methodologies, whereas medium or high results in the some others. I agree with your risk assessment interpretations. I believe also that risk assessment approaches developed should be as simple as possible for practical purposes. Because if we develop and use complicated risk assessment approaches, then it will be quite possible that most of the people other than experts will not understand and use that approach. Best wishes Hilal
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#18 Posted : 25 February 2008 11:51:00(UTC)
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Posted By Chris Jerman And the very best wishes to you too Hilal. Lovely to have conversed. My parting thought on the matter is to say that when designing any risk assessment process, thought must be given to 'what and whom' In other words what's it for and who will get the benefit from it. There is a common perception here in the UK that A. risk assessments keep people safe - wrong and B. that risk assessments are carried out for the 'shop floor' employees. Our assessments are carried out for managers as a tool to enable them to understand what they need to be doing. And as that is the case, they must be written in a way that 'talks' as a document.The comparative levels of risk allow them to prioritise resources and actions and to escalate that which they cannot manage themselves. In this calculation, medium is a very important position. It is actually one of the more complex levels of risk and needs in depth explanation to managers. All of our operational managers attend a day and a half course to have this explained and tested, passing the course is a requirement upon them. The assessment filter works in such a way that the management Board get a view of the six most significant issues across the entire business (69,000 employees)therefore our assessment process has to encompass great diversity with ease, which it does. It can only perform this function if we assign strict understanding of risk matrices. A smaller organisation that doesn't have the same size and diversity may not need such a tool. And the conclusion 'OK not OK' could well be satisfactory. I wish you well with your deliberations and you group. Please continue to post your thoughts. Best wishes Chris Jerman
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#19 Posted : 25 February 2008 12:30:00(UTC)
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Posted By Hilal KINLI Hi Chris (Jerman), My views related with your questions are as follows: 1. After identification of the hazards and risks in which the persons performing the task are exposed to and finding their significance value, we should think about the risk control measures considering risk control hierarchy beginning from removing of the hazard. For the remaining risks, as you know, there are many different risk control measures used depending on the type of the risks. Some examples are; giving the task to right people, training, PPE, safety signs, instructions, job rotation, health surveillance, machinery guards, lightning, monitoring/measurement, auditing, etc. etc. Competency of the people performing the task is very important in the context of risk control measures. If you give a task to a non-competent people, then this means that you loose at the beginning in terms of health and safety. Personally, I do not record deficiencies of risk control measures as risks in risk assessment register. I believe that if we record these deficiencies as risks, our risks assessment register will be so complicated that nobody will understand anything from that register. Because in that case, after identification of each risk, we should define the risks related to deficiencies of the risk control measures related to that risk. For example; competency of the people performing the task is important in almost all of the risks. So in that case we should add "non-competent people performing the task" as risk in almost all of the risks identified. PPE use is another example. Some risks require use of PPE as one of the risk control measures. So deficiency of PPE or people not using PPE, or people not correctly using PPE are also risks for those kind of risks identified. So you should also add those deficiencies for every risks requiring the use of PPE. You may increase these examples with all of rhe risk control measures. 2. You are right. Risk assessment studies related to exposure to chemicals are sometimes very complex. If there is only one chemical, than there may be no problem. As you know, you may look at the risks of that specific chemical from its MSDS and can estimate consequences of exposing to that chemical considering the task. But if a person is exposing more than one chemical, then estimation of the consequence will be sometimes a complex issue. Because each of the individual chemical will have a different effect. But estimation of the combined effect of the chemicals may be difficult. And as you know, if you cannot define the combined effect correctly, you may not take the right control measure (PPE, Health surveillance, etc.). In my risk registers, I define the use of hazardous chemicals in a task as hazards, root of entry of that chemical as risks (e.g. exposure to chemical by means of respiration, skin contact, digestion or injection.) Then MSDS's are important. I try to estimate likelihood of exposure assessing the task. I try to estimate consequence of the risks by using MSDS's and sometimes by taking advise from the experts like workplace health professionals. Risks related to exposure to water is another subject to be considered in task based risk assessment studies. Illnesses related with contact with water may be problem, humidity may be a problem, electricity in wet environments may be a problem, etc. Finally my e-mail is Hilal.Kinli@ramsrisk.com.tr I will be pleased taking your bulletin. Best wishes Hilal
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#20 Posted : 25 February 2008 12:35:00(UTC)
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Posted By Hilal KINLI Sorry, my last e-mail was respond to Chris (Packham), not Chris (Jerman). I apologize. Hilal
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#21 Posted : 25 February 2008 12:49:00(UTC)
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Posted By Chris Jerman Hi Hilal, Chris (Jerman) here. I think that last post was for Chris(Packham). Just call me Bruce. It's simpler. Interesting how we're having this discussion, but you continue in your post to use the word RISK to mean just about everything in the box. That's my argument, that hazard and risk is a phrase that we shouldn't be using. Hazard and likelihood, yes. The level of risk associated with a task, yes, but people facing a risk? No that's people facing a hazard in a task isn't it? Which is not risk on it's own. Risk is the rating that the task overall gets in order to determine its relative significance. If you assess an activity and record findings, then presumably it's significant. RISK as a tool merely sorts low to high significance. Anything less than low would be insignificant therefore not necessary to record (UK legislation Hilal by the way which I'm sure that you are familiar with). One mistake which people make, or get confused with perhaps, is that low risk is insignificant. Clearly not, it's low significance not 'no' significance. For a small company, your highest risk level may be LOW, but as it's your highest you still need to be aware of it. In a larger company like ours with quite a few high risks, we deal with those first and pick off any easy mediums and lows, but we cannot be diverted to deal with lows at their expense. The really sad truth in all of this is that we've had 40 years of modern stable legislation to get our workplaces safe as RP and yet we haven't. We've had 16 years to sort out risk assessment too and we're still debating. Are we actually really any safer than we were? I reality all of our assessments if we did them today, should all conclude that our controls are all pretty much in place and satisfactory. What's that? Fat chance? Hmm. I think that we're largely agreeing different sides of the same coin here and better off for having the discussion too. Chris (sorry, I mean Bruce) If we can't be disciplined then there's no hope!
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#22 Posted : 25 February 2008 12:55:00(UTC)
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Posted By Chris Packham Hilal Caution on relying upon safety data sheets. Several studies have shown that these are frequently inaccurate. I recently collected seven safety data sheets from a large newsprint works. All seven gave inaccurate information that, if it had been taken at face value, could have resulted in workers being put at risk. Of course, these are UK data sheets, but studies in the USA and Australia have shown similar results. Are they any better in your country? Secondly, even where accurate, the information can be misleading. I was recently involved in a case where compensation was being claimed for allergic contact dermatitis due to handling a material of which over 60% was a potent sensitiser, as stated on the safety data sheet (R43). However, my investigation (using our Health and Safety Laboratory for tests) confirmed my suspicion (from observing the work and noting the history within that company) that the sensitiser was not bioavailable and thus could not have been the cause of the dermatitis. Result was the withdrawal of the compensation claim and cancellation of a programme of expensive control measures which were not needed, i.e. substantial cost savings. Chris
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#23 Posted : 25 February 2008 13:37:00(UTC)
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Posted By Hilal KINLI Hi Bruce, I use risk terminology very frequently in my e-mails. Because my understanding of risk terminology is a little bit different from yours. I understand the risk as probable result of a hazard. For example, in my view, walking on a slippery surface is a hazard, slip and fall which is probable result of that hazard is a risk related to that hazard. So when I talking about the risk, I mean probable result of a hazard. I assess likelihood and consequence of that risk separately. If a person is walking in a slippery surface, either low or high, there will be possibility of slip and fall risk. After identifying the risk as "slip and fall", then I try to estimate likelihood and consequence of that risk assessing the task, properties of the floor, etc.. together with the people performing the task for finding magnitude of the risk. I agree with you for your view that low risk doesn't mean that risk control measures are not required for these type of risks. Obviously, we need to consider risk control measures for all levels of risks. Best wishes Hilal
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#24 Posted : 25 February 2008 13:45:00(UTC)
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Posted By Alan Hoskins Chris J, Will that be a 'simple' guide? AKA 'Risk Assessment for Dummies'? I do hope so... ;-) Alan
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#25 Posted : 25 February 2008 13:57:00(UTC)
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Posted By Hilal KINLI Hi Chris, You are right. Reliability of MSDS's are also great problem in my country. I prefer to review more than one MSDS's for the same chemical if I can find. But it is sometimes difficult to find extra MSDS'S for some preparations or some hazardous chemical products having specific trade name. I think reliability of MSDS's are global problem. As you know, this problem was one of the reason for REACH directive to be published. I hope after implementation of REACH directive and preparation of chemical safety reports in the next few years for certain chemicals, we will have reliable MSDS's. Best wishes. Hilal KINLI
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#26 Posted : 25 February 2008 14:06:00(UTC)
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Posted By Chris Jerman And I'm not saying that you're wrong, but here's my take on your scenario. I've crudely stuck my responses in in capitals. hope that's ok with you. I understand the risk as probable result of a hazard.[I DON'T] For example, in my view, walking on a slippery surface is a hazard [I WOULD SAY THAT WALKING ON THE SURFACE - ACCESS/EGRESS PERHAPS, IS THE TASK, THE SUBSTANCE ON THE FLOOR BEING THE HAZARD NOT THE ACTION. WALKING IS A VERB], slip and fall [WOULD BE THE REASONABLY FORESEEABLE EVENT] which is probable result of that hazard is a risk [I HAVEN'T GOT TO RISK YET] related to that hazard. So when I talking about the risk, I mean probable result of a hazard.[I MEAN A RELATIVE VALUE SUCH AS HIGH MED OR LOW SET AGAINST A SPECIFIC TASK] I assess likelihood and consequence of that risk[DO YOU MEAN TASK?] separately.[SO DO I, THEY'RE INDEPENDENT VALUES] If a person is walking in a slippery surface [TASK WITH IDENTIFIED HAZARD], either low or high, there will be possibility of slip and fall risk [EVENT NOT RISK] [FROM WHICH THERE MAY BE AN INJURY]. After identifying the risk [EVENT] as "slip and fall", then I try to estimate likelihood and consequence of that risk [EVENT] assessing the task, properties of the floor, etc.. together with the people performing the task [VERY MUCH AGREE WITH THIS BIT] for finding magnitude of the risk [LIKELIHOOD, ONLY RISK WHEN COMBINED WITH INJURY OUTCOME WHICH HAS NOT BEEN IDENTIFIED SO FAR]. One issue that you haven't addressed there Hilal is the injury. Until you do that you don't have the complete picture, so you don't have anything to rate for consequence. I would say that the reasonably foreseeable worst case injury for a slip and fall onto a hard floor by a 'normal' person would be a fracture to an arm or perhaps leg. A high percentage would result in only sprains sure, but reasonably a fracture. Now if this was in a care home for the elderly I would reassess that 'reasonableness' and estimation of injury for the patients. But for the staff it would remain the same. In a nursery, I'd go the other way - children tend to bounce. The lesson here is that assessments need to be clear on what they cover. The 5 steps model in the UK would just ask who's exposed? So who do you take as the model - staff, children or patients? In my view the task is different too, not merely the potential outcome. Bruce
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#27 Posted : 25 February 2008 15:16:00(UTC)
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Posted By Hilal KINLI Dear Bruce, We mean the same things, but I think our approach to risk assessment is also a little bit different. I prefer to define the hazard as root cause of a risk. In my "walking on slippery surface" example, it is a task for you. For me too. But in my view, sometimes themselves of tasks are hazards. Therefore, in this example walking on a surface is both a task and a hazard. For example, if nobody walks on a slippery surface, there will be no risk of slip and fall. Therefore walking on the slippery surface is a hazard. Because it is the root or main cause of slip and fall risk. I identify the hazard as something that if I remove the hazard, risk is removed also. If you identify the hazard as slip and fall, then you need to find the main cause to remove that hazard. Because slip and fall is a probable result of something which I prefer to identify as hazard. It is not the main cause of injury. In my previous e-mails, I have made definition of risk in my understanding as "probable result or sequence of results of a hazard". What I mean is; *walking on a slippery surface is a hazard in my view *Slip and fall is a probable risk of that hazard. *Injury (or may be rarely death) is probable result of that slip and fall risk (I take this as second level of risk of that hazard). So when I assessing the consequence of the primary level risk, I try to consider all of the secondary, tertiary, etc levels of risks that primary level of the risk may cause. So if there is a possibility of injury in the sequential risks, I consider that effects too. As I have mentioned earlier, risk assessment is a subject that is very comprehensive and subject to discussion. And also I believe that there is no one way to do risk assessment. What is important is, to do risk assesmment in a correct way. Therefore, I think there are some differences in our approaches. But it doesn't matter. Because both of our aim is the same: "prevention of workplace injuries and illnesses". Best wishes Hilal
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#28 Posted : 25 February 2008 15:42:00(UTC)
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Posted By Chris Jerman But of course my friend. It is quite one thing to see someone else's point of view and another to agree with it. On this occasion, I can't quite see how you form you point of view, so agreeing is difficult for me on this occasion. I cannot agree with all of your fundamental points such as walking being the hazard for example. No matter, as you say as long as someone actually does something, we have achieved our common goal. One thing is that I do agree with is that there are different approaches and that this has been a pleasant exchange in exploring our various points of view. We should not be afraid to discuss opinion. I shall look out for your postings in the future. I have to go now as we have had a rather unpleasant incident in the South where despite very clear assessment, no-one acted! Regards Chris (not Bruce really) Jerman
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#29 Posted : 25 February 2008 18:48:00(UTC)
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Posted By Adrian Watson Bruce, Now I am confused. Hazard is simple; it is an event or situation with the potential to cause harm. It is not something. It is something being done to something else. All hazards are in that they occur at a specific time and place. This may affect the risk of the hazard occurring or not. Walking per se is not a hazard. Walking on a slippery floor is a hazard. Walking on uneven ground is a hazard. Walking in the dark is a hazard. Walking without shoes on in a building site is a hazard. Risk is also simple; it is the likelihood (Possibility/Probability) that a specified outcome (Death, disease, injury or damage) will occur to the specified target (Group/Individual). The risk is the likelihood of an event occurring and the consequences of that hazard once it occurs. The risk of injury from falling from walking, depends upon the individual (an old lady with osteoporosis having a greater risk than a young fit girl), the environment (falling 1 m onto concrete as opposed to 1 m onto grass), and the time (being tired, etc.). Each event has not one risk attached to it but a series of risks. Risk modifiers such as control measures affect the outcome by reducing the probability of an event or by reducing the severity of the outcome. Other risk modifiers such as using incompetent individuals increases risk by increasing the probability of an outcome. Others such as increasing intensity increase the severity of the outcome. To have a unified risk theory, you should be able to calculate societal risk from individual. The model risk = probability x severity does not allow this to be done and is a logical nonsense. Regards Adrian Watson
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#30 Posted : 25 February 2008 18:53:00(UTC)
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Posted By Adrian Watson Bruce, Now I am confused. Hazard is simple; it is an event or situation with the potential to cause harm. It is not something. It is something being done to something else. All hazards are contextual events in that they occur at a specific time and place. This may affect the risk of the hazard occurring or not. Walking per se is not a hazard. Walking on a slippery floor is a hazard. Walking on uneven ground is a hazard. Walking in the dark is a hazard. Walking without shoes in a building site is a hazard. Risk is also simple; it is the likelihood (Possibility/Probability) that a specified outcome (Death, disease, injury or damage) will occur to the specified target (Group/Individual). The risk is the likelihood of an event occurring and the consequences of that hazard once it occurs. The risk of falling is dependant upon the ground, speed of individual, time of day, ground conditions and care being taken. The risk of injury depends upon the individual (an old lady with osteoporosis having a greater risk than a young fit girl), the environment (falling 1 m onto concrete as opposed to 1 m onto grass. Each event has not one risk attached to it but a series of risks. Risk modifiers such as control measures affect the outcome by reducing the probability of an event or by reducing the severity of the outcome. Other risk modifiers such as using incompetent individuals increases risk by increasing the probability of an outcome. Others such as increasing intensity increase the severity of the outcome. To have a unified risk theory, you should be able to calculate societal risk from individual. The model risk = probability x severity does not allow this to be done and is a logical nonsense. Regards Adrian Watson
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#31 Posted : 25 February 2008 20:20:00(UTC)
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Posted By GeoffB4 It's taken me some time to read and understood that Adrian, but with a very minor observation it is an excellent piece/rationale. Quote:Hazard is simple; it is an event or situation with the potential to cause harm. It is not something. It is something being done to something else. Maybe I am splitting hairs (or lack some understanding) but in my view electricity is a hazard. However, it doesn't fit into your definition. Now if I were to change that to 'Working' with electricity - it would. See the difference? Hazard must be interpreted as something that has the potential to cause harm - and by that we can cover all aspects of specific topics whether it sits between the two extremes of not bothering anybody, or is presenting immediate harm.
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#32 Posted : 25 February 2008 22:20:00(UTC)
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Posted By Adrian Watson Geoff, No you have not missed the point. Electricity is only a hazard if you have the potential to come come in to contact with it. Electricity is therefore not a hard; climbing a pylon is; as is repairing a live plug; or using a live appliance in the wrong (wet) environment. Regards Adrian Watson
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#33 Posted : 26 February 2008 04:18:00(UTC)
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Posted By Hilal KINLI Hi Adrian, Fire risk from electricity is an example for a potential risk that you do not need always to do something for facing with this risk. If you ignore maintenance of electrical equipment, appliances, etc. as risk control measures, it is quite possible to face with this risk without doing anything else. Another example is high pressure in an air compressor. As you know, high pressure is a hazard in terms of health and safety. Because there is probable result of explosion risk. If you ignore the maintenance of safety apparatus like safety valves, pressure gauges, etc. then it is quite possible to face with this risk without doing anything else. That is why I prefer to identify the hazard as something (this may be sometimes an activity in a task, sometimes an energy, etc) which is the potential main or root cause of an injury or illness. Best wishes Hilal
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#34 Posted : 26 February 2008 09:16:00(UTC)
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Posted By Alan Hoskins Adrian, Surely electricity is a hazard. It is only when the hazard is being controlled - by insulation, distance (pylon), etc. - that prevents it from causing us harm? Alan
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#35 Posted : 26 February 2008 12:58:00(UTC)
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Posted By Tom Doyle Greetings All, I would suggest that the use of ISO Guide 51 of Safety aspects — Guidelines for their inclusion in standards and ISO Guide 73 of Risk management — Vocabulary — Guidelines for use in standards would bring some closure to parts of this discussion. In them you will find the international definitions for this subject. In addition ISO 14121 Safety of Machinery - Principles of Risk Assessment could be used for further guidance. Cheers, Tom Doyle
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#36 Posted : 27 February 2008 20:15:00(UTC)
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Posted By JasonGould Just on this discussion and after having quite a heated debate on the issue of severity measurements in risk assessments. Based on my studies and from past colleague conversations is my following belief:- We make a initial judgement be it mathematical or not on the initial severity of a incident e.g. A Fall. In most cases, we usually take the worst case scenario as the initial figure e.g. Fracture, death or damage dependant on the recipient being human or product, young or old etc etc. We can either include existing control measures or in fact start as though no control measures are in place at all. We then implement a control measure or a series of further control measures to reduce the probability or likelihood of this incident leading to the worst case scenario. It was my opinion that the severity measurement does/should not actually change as any failure, by-passing etc of the control measure/s implemented could end in the same consequence(worst case scenario) that one originally started with. The counter argument I was up against is that severity does and can change e.g wearing a harness or falling into a secured net will alter the severity. I always thought that things such the provision of safety nets will only affect the probability /likelihood. Now I know there are all sorts of debates in the middle grounds regarding numbers (Quantitative v Qualitative and probabilistic / Frequency etc but is this not the basic rule of thumb. Severity is 99.9 times based on worst possible outcome of which is subject to numerous other factors such as frequency/probability and the initial potential of the hazard to cause harm to a recipient. I am quite happy to re-evaluate my initial beliefs but the severity stays the same argument seems easier to digest than the severity changes argument. Ouch my head hurts Would be nice to see some good evidence based answers or reference to free materials that may help clarify either point. Thanks Jay
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#37 Posted : 27 February 2008 20:43:00(UTC)
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Posted By JasonGould jghdkh
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#38 Posted : 27 February 2008 21:49:00(UTC)
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Posted By Barry Cooper For what it's worth, in my opinion, electricity is a hazard at all times. The likelihood of it causing harm, is controlled by such things as insulation, distance, enclosure etc. The risk is the likelihood of harm being caused Also in some cases the severity can be reduced by control measures. e.g. fall arrest. The severity of falling 6m could be fatal, but with a fall arrest could just be bruising. I don't always have severity as the worst case scenario, I make a judgement of what the most likely severity would be. Barry
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#39 Posted : 28 February 2008 00:01:00(UTC)
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Posted By Hilal KINLI Hi Jay, Thank you for your detailed views on this subject. I have reviewed hundreds of documents on this subject. But unfortunately I can not present a reference document that supports completely my view. If anybody has, I will appreciate to know that document/s. Because as you know, there is no common approach on this subject around the world. That was the reason why I have opened this subject to discussion in this forum. So, I believe that, we have to make many many discussions on different conventional approaches to find a new common approach. One of your view was that, if somebody wear harness, or if there is a safety net, then severity of fall risk may change. But as you know, there are many other risk control measures applied for this case. When you are saying that severity may change with harness, for example, you are supposing also that; -there will be a suitable harness provided -there will be a suitable connect point that the person will connect the harness -person will be well trained for working at height and for using harness, -person will have a good health surveillance for working at height -there will be a work-to permit application for working at height, -there will be an instruction for working at height for the person -person will wear harness always, in any condition. -etc. etc... But as you know, in the reality, that is not the case. If one of the above risk control measures is absent, then the person may fall in the severity without any risk control measure. Instead, for example, if you lower the height from 5 meter to 1 meter, than severity changes obviously. Finally, my opinion was that, severity can be lowered only if you make a pozitive change in the hazard, not with existing control measures. I hope to continue to discussion. Best wishes Hilal KINLI
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#40 Posted : 28 February 2008 02:23:00(UTC)
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Posted By JasonGould Hazard is anything with potential to cause harm. Risk is likelihood that harm occurs. The above is common knowledge to most however I still struggle with severity being reduced. I tend to think that subject to control measures being in place, it is only the probability that is reduced. I do know there is another way of looking at itbut want to understand why? Risk Ratings have been determined using a number of different ways e.g. below show just a few formula's 1. Frequency × Severity 2. Frequency × (Maximum Potential Loss + Probability). 3. Frequency × (Severity + Maximum Potential Loss + Probability) Now I am led to believe that this can be further complicated due to people using either a estimated maximum Loss or a estimated probable loss. Those that use the estimated probable loss will tend to use probabilistic methods to determine a final risk rating but is subjective to perception the hazards and control measures in place and these tend to state a reduction in severity. Those that use estimated maximum Loss presume the worst and tend to state a reduction i the likelihood/frequency when control measures are introduced. Either way, lets suppose we do reach a initial risk rating that states death as the worst case outcome in both of the above scenarios. Now we add a control measure What would the adding of a control measure actually influence? Severity, Probability, Frequency, Maximum Potential Loss, or estimated probable loss, likelihood. This is where I even get confused and is the cause of the debate today and most likely many debates within the industry. Now what I am saying is in these type of assessments that have a before Risk rating and a after risk rating, is that I hardly see them with the severity reduced as sods law comes into play and control measures may fail. I tend to see many more risk assessments that lean towards the likelihood/probability being the figure that has actually changed and the severity being a constant throughout the assessment thus stressing the importance of the requirement for tight control measures. Whats your thoughts? Do you care so long as what you are using is actually getting the results you want? Should we all not just agree that it is a horses for courses and that people use different methods and are equally right in doing so e.g. severity is actually reduced once control measures are implemented? It is definitely a interesting one for me as it caused a healthy debate to get out of hand thus going back to the safety cant make its mind up perception some people get.
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