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Matty  
#1 Posted : 28 April 2010 19:46:31(UTC)
Rank: Forum user
Matty

All

Please see the information below, it would be interested to get a straw pole from forum users on whether they think the actions of terminal staff are unwittingly adopting the role of Principal Contractor. Apologies for the lack of formatting I can't see where to edit this.

What do you think? I represent a construction company working on a COMAH High risk natural gas terminal. Under the CDM Regulations 2007, we have been awarded the role as Principal Contractor by our client.


The construction areas we have responsibility over are split into three distinct areas, one outside the perimeter fence of the gas terminal, under our direct control. The second and third work areas are within the boundary of the gas terminal, and as such all works are subject to the control of the terminal staff.


In the first work area, we have total control over Method Statement, Risk Assessment approval, access and egress and other duties required under CDM. In the second work area we have Method Statement and Risk Assessment Control, but do not have total access and egress control (as the live terminal works takes preference). The third work areas, although we have the role of Principal Contractor, prior to any work being permitted, we have to submit all method statements, risk assessments to the terminal staff for approval. This is not negotiable, if they do not approve the documentation, we do not get permission to work.

This permission to work is given in the form of a permit to work, which whilst "live", hands control of the work area / areas to us as a company. At the end of each working day, our permits are returned to the terminal staff and re-issued each day until the work is complete.

This permit to work system is designed to allow the terminal staff control over who else has access to these work areas, such as other contractors employed directly by the terminal staff, or terminal staff themselves. Thus we do not have total control over access and egress or coordinated work in this shared area as required under the CDM Regulations.

So generally put, in work area 3 within working hours, we as the “Principal Contractor” work under a permit to work, issued by the terminal staff and coordinated by the terminal staff not to clash with other works. At the end of each day we hand this permit back, and control of access and egress to some of these work areas outside of our work hours returns to the terminal staff as they must be allowed access to these areas for the safe operation of a live gas terminal.

Who do you think is the Principal Contractor, we are the “Principal Contractor” under CDM as part of our contract with our client, but I feel we are actually fulfilling a sub-contractor role as our works within the terminal perimeter are controlled, coordinated by a third party (the terminal staff), who have overall control of the site within the boundary fencing.

Ron Hunter  
#2 Posted : 28 April 2010 22:33:53(UTC)
Rank: Super forum user
Ron Hunter

That'll be a straw poll then?
Matty, I suggest you have to look beyond CDM and consider the wider impact of (e.g.) Regulation 11 of the Management Regulations (See L21 ACoP). The Regulations complement each other, one could venture an argument (unproven in law of course) that the Management Regs. might even take precedence.
In short, application of CDM and Notifiable Projects does not exclude the application of other H&S Law.
The overriding and important issue here should be about different employers having equal duty to ensure adequate co-operation and co-ordination, and not one of Client/ Contractor relationships in a CDM context.
Terminal staff are properly conducting their role on behalf of their employer, who also happens to be your Client in a CDM context. Additionally, and in a CDM context, no-one can be considered to be a contractor unless the undertake construction work as defined.
Ron Hunter  
#3 Posted : 28 April 2010 23:03:38(UTC)
Rank: Super forum user
Ron Hunter

Above should read Reg 12 of MHSWR, not 11. Sorry.
firesafety101  
#4 Posted : 28 April 2010 23:09:35(UTC)
Rank: Super forum user
firesafety101

I quite often work for a Principal Contractor who has been appointed as such to control CDM work on a shop unit that is inside another PC's boundary. (A new construction of units that are handed over to Clients as and when they are completed).

My PC has to provide ra's and ms for any work inside the other PC's "territory" i.e. access through the main site, deliveries to the unit etc. and which is outside my PC's unit. Once inside the unit they take control of all contractors and works.

Is this a similar position as in your question?

Matty  
#5 Posted : 28 April 2010 23:45:32(UTC)
Rank: Forum user
Matty

Hi Chris,

Not exactly the same, in my situation we have to submit all the RAMS but we are given control of a work area, and only have PC control over that area whilst under our permit. Our permit to work is for our work only, not the supervision / coordination of other works that may be done in the areas we are working in. These permits are time controlled and must be surrendered at the end of the shift, for re-issue the following day if required.

Whilst we have a permit, we are the sole users of an area, but there could then be an instance where the terminal will issue another permit to another company / person to work in that area, (whilst we are not holding an open permit) or outside our work hours.

Does that make sense?
firesafety101  
#6 Posted : 29 April 2010 10:51:03(UTC)
Rank: Super forum user
firesafety101

Hi Matty,

I think it could not be more complicated :-(

It appears to me that the Client is taking so much control that they are acting as Principal Contractor and using your company as "sub-contractor" under their control.

Have you been named as PC on the Notification to HSE?

If so there should be definite demarcation for your control.

It may be an idea to discuss the arrangements with the CDM-C in an effort to clear things up, could be better if the Client is PC with you as Subby ?

SteveL  
#7 Posted : 29 April 2010 12:52:25(UTC)
Rank: Super forum user
SteveL

What happened to section 3 duty to persons not in employ, as you are construction workers you are building and not running the existing terminal, who would you want to blame when it goes wrong.
Matty  
#8 Posted : 29 April 2010 13:08:13(UTC)
Rank: Forum user
Matty

Thanks for that Chris,

Jus to answer your questions. Yes we are PC on the F10 notification to HSE, likewise we have already met with the CDM-C who can not get past that thoughts that once we are issued with a permit, we have control over the work area. therefore as such can not understand the issues raised.

OUr concerns are actually in the mechanisms leading upto the issuing of the permit. We must have our RAMS approved by the terminal before permits are issued (at which point I add that to move some jobs on, we will amend our RAMS with the terminal comments).

Likewise, the terminal use their own permity system as a control and coordinating mechanism to ensure that no two contractors (including us) are working in the same area of the site. Their own company guidance documentation shows that they must have control over all works within the live gas terminal, but as this is only company guidance / policy and not legislation, we feel that the PC control under CDM will take precedence.

Have I muddied the waters enough yet? lol

SteveL  
#9 Posted : 29 April 2010 13:30:52(UTC)
Rank: Super forum user
SteveL

Matty
you are trying to take control of an area in which you are working, will CDM cover you for the Disaster and Emergancy planning for the gas works. Disaster and emergancy requires that you plan before the event, during the event and for after the event. Do you have the required information to produce this. This is why all of your systems come under the control of the client. Company guidance and policy comes from the requirements of legislation in order to comply with. As I asked before what is section 3 HSWA.
Ron Hunter  
#10 Posted : 29 April 2010 14:14:31(UTC)
Rank: Super forum user
Ron Hunter

By referring exclusively to CDM you are taking too narrow a view. Please see my post above re application of the Management Regulations.
RayRapp  
#11 Posted : 29 April 2010 15:29:55(UTC)
Rank: Super forum user
RayRapp

Matty

I can see your frustration with the current set up but I'm not sure it comprises the CDM regs or provides a psuedo PC. I have worked on similar projects where as the PC we need a PtW, approved documentation and we have to work in areas where other contractors or staff are working outside of our PC umbrella. The spirit of CDM is to engender good working relationships and whilst at times these can be frustrating, especially with some interferring clients and jobsworths, sometimes that is all there is to fall back on.
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