Posted By JasonGould
Time to put this one to bed for me. Others can argue all they want over the meanings of one word or sentence so lets look at the industry guidance as too many people are dwelling stuff.
Funny enough I hated the industry guidance on first read but after a couple of reads it is actually very very good if read very very slowly and hopefully dispells the confusion on the issue.
Here is the text from the Principal Contractor industry guidance on CDM2007 relating to the H&S file:-
Whilst it is the CDM co-ordinator’s duty to compile the health and safety file, there is a duty on the principal contractor to provide promptly any information which is reasonably required.
It is good practice to agree the format and draft layout of the health and safety file as early as possible and, if possible, before starting work.
Much of the information required will need to be provided by contractors, sub-contractors or suppliers and it is easier to get that information whilst they are on site rather than chasing for information at the end of the project when the subcontractors and suppliers may have left the site and prove difficult to contact or motivate.
Thought should be given to the structure of the file for instances such as practical completion of part of the work during the overall contract.
In this case, consideration needs to be given to compiling sections of the health and safety file to give to the client should they commission further work, such as shop fitting. There may also be instances where a project has one initial client but there may be several people requiring a file for their section.
A developer carrying out roadworks which form part of the development but are eventually adopted by a local authority is an example of this; a stand-alone section of the file needs to be prepared to be eventually handed
on to the local authority that adopts the road.
In a similar way, developers of multi-unit retail parks needs to consider that retail units are likely to be handed over for fit-out before the whole contract is completed and hence each unit will need a separate file ready for its practical completion.
Items which could be reasonably expected to be required in a health and safety file are shown in Annex C.
Now here is the CDM-C industry guidance Text relating to the file:-
The CDM co-ordinator has to prepare a suitable health and safety file. The content of the file must be specific. It does not have to be a complex document in its own right. The purpose of the file is to provide easy access to health and safety-related information in the future. It can be a short signposting or contents style file that enables location of the information for future construction
work or maintenance.
The issues for the CDM co-ordinator in connection with the file are:
• early discussion with the client about their needs and expectations
• an early assessment of any files or material already in the client’s possession
• early agreement on the format, style and location when completed
• an understanding by the client of who will use the file and how
• the number of copies to be produced
• to ensure that early discussions with the client determine the scope, or the need for incorporation of earlier files or other client information
• to advise the client and their team so that appropriate requirements for file information delivery are set out in the appointments of other duty holders
• to make sure that duty holders know what to provide and when
• to determine with the client how they wish to incorporate any asbestos-related information into a project file
• to advise on the usefulness of the file and whether the client wants any links with building manuals, operation and maintenance manuals
• to advise and assist the client with file updating needs and procedures (including the requirement for the client to keep the file up to date with information that could emerge from later projects, including non-notifiable ones)
• material should not be included unless it is directly relevant to managing health and safety and its contents are accurate and project-specific
• recommended good professional practice is that the CDM co-ordinator should hold a copy of the file in addition to the one formally handed over to the client
• the suggested generic requirements for a health and safety file are provided in paragraph 263 of the ACoP
• the focus should be on including those issues that are unusual, difficult to manage or are not likely to be known by a competent contractor.
The CDM co-ordinator has the duty to prepare the health and safety file but the principal
contractor may assist or lead the compilation process.
It is possible that the principal contractor could be appointed or contracted by the CDM co-ordinator to assist with the preparation of the file, or for these arrangements to be clearly agreed with the client and included in all contracts or appointments.
These would be contractual arrangements and not a means of transferring the legal responsibility for the file, which rests with the CDM co-ordinator.
Now if anyone is suggesting that the CDM-C is going to let the PC and others just throw information in whatever formats they want at him, and that he is then going to have to change all that into a format that he and the client originally wanted, he is mad. Most people have requirements when information is coming their way, the CDM-C is no different than others. I think its called the pecking order in slang e.g. Client with advise from CDM-C will call the shots in most cases however in some cases, the PC will be in best position to call the shots e.g. see para 261.
This is all usually agreed in the early part of the contract e.g. either the pre-construction information or the tender documents will include the H&S file / information requirements including formats, structure, timings etc etc. Fool be the CDM-C or Client whom dos not specify this strongly enough and just demand a H&S file of the PC at the end of a job.
Remember
Co-operation, Communication and Co-ordination
Like everyone keeps saying, this is all usually agreed in the early part of the contract e.g. either the pre construction information or the tender documents will include the H&S file/information requirements including formats, structure etc.
Now let me ask 3 questions,
1. After reading, the regs, acop and industry guidance, what do you think the HSE wanted, when they passed the duty of the H&S file from the PC to the CDM-C?
2. After reading legal obligations of the CDM-C, is it fair to say that the CDM-C should then have a say in what format, structure, timings etc the information is presented to them as long as they have done it early enough and in a clear concise manner to avoid any misunderstandings?.
3. How many times does the discussion between the CDM-C and Client actually take place relating to the file and whos advise will/should the Client take?
Jason