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#1 Posted : 12 June 2008 16:55:00(UTC)
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Posted By David Matthew Apologies if this has been asked before but I have searched previous threads and couldn't see this question. Who's responsibility is it to compile the H&S file? I believe its the CDM-C under reg 20 however the CDM-C seems to think its ours as the PC and has told us what he wants in it and how its to be presented. Opinions please. David
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#2 Posted : 12 June 2008 17:03:00(UTC)
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Posted By Dave Wilson Client / CDMC produce pre tender H&S Plan PC develops into Site H&S Plan and gives the info to CDMC who compiles H&S File for Client see for free info http://www.citb.co.uk/he...cdmregulations/guidance/
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#3 Posted : 12 June 2008 17:03:00(UTC)
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Posted By Carolc It is the duty of the CDM-C to prepare the H&S File Genral duties of the CDM-c section 20 (e) link: http://www.opsi.gov.uk/s..._20070320_en_4#pt3-l1g20 The AcoP also says that the CDM-C should liaise with the client as to what form the file should take
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#4 Posted : 12 June 2008 17:14:00(UTC)
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Posted By Carolc David, Is it possible there is confusion between the Project Health and safety plan and the Health and Safety File, which we used to call the O&M Manual? Carol
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#5 Posted : 12 June 2008 23:39:00(UTC)
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Posted By Ron Hunter It is the duty of the CLIENT to MAINTAIN the H&S File for the STRUCTURE. Both PC and CDM-C have duties to compile relevant information for the H&S File arising from a Norifiable PROJECT. The task of updating the File (i.e. maintaining it) therefore also rests with the Client, although this can be delegated.
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#6 Posted : 13 June 2008 08:44:00(UTC)
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Posted By Rodger Alan Ker I am sorry to have to write this, but if what you state is correct I feel I must. If a CDMC doesn't know that he is responsible for the the production and delivery of the HEALTH AND SAFETY FILE to the client upon completion of the contract, he shouldn't be allowed out on his own! Rodger Ker
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#7 Posted : 13 June 2008 09:35:00(UTC)
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Posted By Tony abc jprhdnMurphy Sorry to butt in again on this subject. It is not the duty of a CDMC to produce the H & S file, but it is his job to ensure that it is produced, which is a subtle and distinct difference. I am tired of arguing this point.A CDMC would not necessarily know the operating and maintenance procedure for a specialist piece of kit, but would ensure that he requested this info. Therefore he has not produced it, but has ensured that he has collated the info for the client. Get with the programme chaps
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#8 Posted : 13 June 2008 10:13:00(UTC)
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Posted By Arran Linton - Smith David, Rodger and Tony, If you turn to page 23 in the L144 ACOP, Paragraph 106 clearly states that: "CDM co-ordinators must prepare a suitable health and safety file, or update it - if one already exists".
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#9 Posted : 13 June 2008 10:18:00(UTC)
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Posted By Mitch Careful what you quote Arran, see http://www.iosh.co.uk/in...um=1&thread=36754&page=1 Anyway I agree with you on your statement it is the responsibility of the CDM-C Mitch
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#10 Posted : 13 June 2008 11:34:00(UTC)
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Posted By Mal Guys, Arran is quite right, it is the duty of the CDMC to prepare the health and safety file. Regards, Mal
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#11 Posted : 13 June 2008 12:43:00(UTC)
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Posted By Neil Prince Gentlemen Prepare yes, the information comes from all the relevant parties ie as built drawings/information PC, Log book M & E. This is requested in whatever format the CDMC/Client would like it to be in, and contents to be in line with 263 of the Acop. End of story. The duty then lies with the CDMC that the information is as requested, and sufficient for the project and future users. Para 261 also directs on projects where it is more practical that the PC obtains and assembles the information and passes on the information as the work is completed. Neil Prince AA Projects CDMC
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#12 Posted : 13 June 2008 13:13:00(UTC)
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Posted By Ron Hunter There is an important distinction that may be at the root of Dave's problem. The CDM Regulations are (IMHO) written too much around a "Project" perspective. There are I believe instances where it is neither essential or indeed desirable to have a 3rd Party limited engagement consultant updating the Client's Management Systems as they relate to the H&S File already held for the Structure. I would not expect (for example) a CDM-C to be updating the Asbestos Register at the end of a Project (an essential part of any H&S File "system", and an area where I wouldn't expect them to have the necessary competencies. Neither would I expect them to be ensuring that the complete drawing set for the structure was updated to reflect an "as built" perspective. There are a great many non-notifiable Projects which will themselves have a significant impact on the existing File - sometimes more impact than a Notifiable Project (e.g. alterations to services)! To limit the duty as regards Files to a "here today, gone tomorrow" duty holder is surely then (from a realistic perspective) incorrect and contrary to the spirit and intention of CDM? No direspect to all the CDM-Cs out there doing a good job!
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#13 Posted : 13 June 2008 13:38:00(UTC)
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Posted By Tony abc jprhdnMurphy Well said Ron It backs up my argument. Tell me one CDMC who has built up a complete file? Never happens, he is purely an information gathere.
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#14 Posted : 13 June 2008 13:45:00(UTC)
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Posted By JasonGould Have to agree with Toby and Neil here. The CDM-C has the duty to prepare the H&S file, yes that part is obvious and is stated in black and white all over the regs and acop. The PC has the duty to provide the information along with everyone else involved in the project. The CDM-C in his discussions with the client will decide on when and how they want that information e.g. in large build environments with more than several design team disciplines they may need to have more control on the issuing of information to other designers as the project progresses thus the CDM-C may have more input. On the other hand some projects ill only require that information is provided at the end of the job by the PC. It all depends on the complexity and variance of the projects which is what the CDM-C will access and discuss with the client. The CDM-C will and has to ensure the file is suitable before passing onto the client and that key safety information has not been missed or masked by surplus non required information or otherwise will create a easy index to such information. Every job is different so there is no one universal way though some would want it that way. As Neil has quite rightly pointed out, this is mentioned in Para 261. Now the improtant word here for me is "in some cases" such as design and build" To me indicates that where there may be a number of different design diciplines/specialist contractors etc, the PC is best placed to obtain and assemble the information required. It is not just restricted to the design and build jobs so dont be suprised as a PC if you are requested to do the above. Lets be clear here, Some PC's are trying to slope shoulders in regards of passage/compilation of information required for the H&S file whilst others are quite aware of what is required from them and in tune with CDM regulations.
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#15 Posted : 13 June 2008 13:56:00(UTC)
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Posted By Robert K Lewis Preparing information to be placed in the file is not Preparation of the File. On notifiable work this is the responsibility of the CDMC, as Arran correctly points out. On non-notifiable work it is the duty of the client. Bob
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#16 Posted : 13 June 2008 14:02:00(UTC)
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Posted By David Matthew Thank you all for the responses so far it seems to have struck a nerve. I believe that we have a duty to provide information within our control to the CDM-C such as O&M manuals, as-laids etc so that they can compile the H&S file. What seems to be increasingly happening is that we're issued with a contents list by the CDM-C for us to poupulate several copies of the H&S file which they just pass on to the Client as if they've done it. I went to a local construction safety group meeting earlier in the year where a CDM-C was giving a talk. He again stated that they didn't put the H&S file together citing that it was for the PC to do as it was in the rates. Seems that some CDM-Cs are getting money for old rope. David
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#17 Posted : 13 June 2008 14:20:00(UTC)
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Posted By Rodger Alan Ker Everybody This discussion seems to have plenty of movement but doesn't appear to be going anywhere! The following adjectives have been used: provide produce prepare compile deliver gather All have similar meanings but they are not the same, and I believe this is leading to confusion. Back to fundametals. If a H&S FILE is to be presented to the client, someone must present it to them. Q- Who is that? A- CDM-C Q- Where does he get the information in the H&S PLAN A- From anyone who has relevant information regarding the project, this couls be from Designer, PC, Contractor or a range of other minor parties The CDMC has to "put it all together", therefore it is not unreasonable for him to state to other parties "I would like it in this or that format". While I don't think the word is used in the CDM regs, for the "putting together" of the H&S FILE the CDM-C must ct as a "facilitator" between all the relevant parties. To sum it all up, I would presume that when the prospective CDM-C put forward his proposal to undertake the task his contract will have stated "--and to produce for the client, on completion of the project, the completed H&S FILE" Rodger Ker
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#18 Posted : 13 June 2008 14:59:00(UTC)
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Posted By Robert K Lewis Rodger et al Para 256 of the acop is clear - The CDMC must prepare, amend, review or add to the H&S File, these are active verbs and thus he should do. The word "ensure" created the area of doubt in the 94 regulations and was removed such that the duty was transparent and placed on the CDMC. CDMC with client, designers and contractors identifies information required, these then provide the infromation for the CDMC to construct the file. Simple, buit only for notifiable works. Bob
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#19 Posted : 13 June 2008 15:09:00(UTC)
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Posted By Lance This is indeed a tricky subject. As a practicing CDM-C I know all too well about the problems involved with producing the H&S File. There are huge misunderstandings in the industry about this topic (and in general what a CDM-C is and does). When preparing a H&S File we as CDM-C's can facilitate the collation of the information for the file but cannot produce the information to be held within it. The whole design team and the contractor needs to provide the information. I think people get too caught up in thinking about contractor information when the ACOP requires a huge input from the designers, i.e. access and maintenance strategies etc. Getting this information from the designers is no easy task. There is also a clear definition required between O&M Manuals and the H&S File. If you mix the two together the really important information within the H&S File gets "lost" under mountains of information about tiles and paint types etc.
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#20 Posted : 13 June 2008 15:10:00(UTC)
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Posted By Arran Linton - Smith David, I suspect that your CDM-C on your project may not have correctly assessed time involved with the task of preparing the H&S File and therefore the original fee quoted may not have the resources within it to complete this task. If you are still being pressed by the CDM-C to prepare the H&S File one solution could be to submit a separate CDM-C fee proposal to your client in order that you have an opportunity to take over and complete this task. I am aware of a hotel where the sale failed to complete because of the lack of a H&S File, therefore it is critical that your client gets this document by whatever means.
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#21 Posted : 13 June 2008 15:37:00(UTC)
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Posted By JasonGould The key thing to remember here is that the CDM-C WILL HAVE to specify WHAT FORMAT and FREQUENCY he wants that information for him to be able to produce a file to the client. That information is in the possession of other people, Designers, PC, Contractors. A CDMC cannot just open his mailbox and pick up bits of information as and when it comes through. He will bottleneck the whole process if everything had to go past him. There is no way on earth that CDM-C can manage it without specifying how he wants the information much the same as a client on a non notifiable job asking for a contractor to give him the relevant H&S information in a format that suits his organsisation needs. So if a CDM-C has decided a format to be provided, he has done so and other parties must provide the information. This will all be sorted in the pre construction information after the CDM-C has taken into account the clients needs. Again I am thinking that some Principal Contractors etc just want to be able to post stuff off to the CDM-C in no particular order or quality and then hope this poor sod is able to bisect and disseminate the information to compile a H&S file. What is wrong for example, in the first place there is a H&S file in place, in a certain format. It stands to good reason that the information would have to be produced in the given format to correspond to the file.
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#22 Posted : 13 June 2008 15:40:00(UTC)
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Posted By Lance Jason I couldn't agree more. Lance
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#23 Posted : 13 June 2008 16:50:00(UTC)
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Posted By Martyn Hendrie Can someone point out where the PC has a duty to provide information to the CDM-C in a format specified by the CDM-C? I appreciate the CDM-C and client have to agree a suitable format for the client to use after the project is finished. Obviously there should be co-operation between the parties and the PC should act as a "post office" for other contractors on the project, but I don't think the PC has do do the work of the CDM-C
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#24 Posted : 13 June 2008 17:32:00(UTC)
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Posted By Lance Martyn, The format for the H&S File should be communicated to you in the Pre-Construction Information before you are appointed. This format should have been discussed and agreed between the client and CDM-C. Also, I would expect the CDM-C to set a format following the requirements of para 263 of the ACOP. This would not seem unreasonable? Remember not to confuse the Building Regulations Log Book / maintenance manual and the H&S File. If these start getting combined you run the risk of loosing the important H&S information. Lance
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#25 Posted : 13 June 2008 17:57:00(UTC)
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Posted By Martyn Hendrie Lance, I accept that in the vast majority of cases the format of the file should not cause a problem, as long as everyone behaves in a reasonable manner. However, I have experience on a case where the format of the information for file was specified so tightly (type of paper, font sizing, etc) that the PC and designers were effectively preparing the file where all that was left to do was print a contents list and cover sheet. I still do not see where the CDM-C can specify the format of the information.
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#26 Posted : 13 June 2008 20:08:00(UTC)
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Posted By JasonGould Time to put this one to bed for me. Others can argue all they want over the meanings of one word or sentence so lets look at the industry guidance as too many people are dwelling stuff. Funny enough I hated the industry guidance on first read but after a couple of reads it is actually very very good if read very very slowly and hopefully dispells the confusion on the issue. Here is the text from the Principal Contractor industry guidance on CDM2007 relating to the H&S file:- Whilst it is the CDM co-ordinator’s duty to compile the health and safety file, there is a duty on the principal contractor to provide promptly any information which is reasonably required. It is good practice to agree the format and draft layout of the health and safety file as early as possible and, if possible, before starting work. Much of the information required will need to be provided by contractors, sub-contractors or suppliers and it is easier to get that information whilst they are on site rather than chasing for information at the end of the project when the subcontractors and suppliers may have left the site and prove difficult to contact or motivate. Thought should be given to the structure of the file for instances such as practical completion of part of the work during the overall contract. In this case, consideration needs to be given to compiling sections of the health and safety file to give to the client should they commission further work, such as shop fitting. There may also be instances where a project has one initial client but there may be several people requiring a file for their section. A developer carrying out roadworks which form part of the development but are eventually adopted by a local authority is an example of this; a stand-alone section of the file needs to be prepared to be eventually handed on to the local authority that adopts the road. In a similar way, developers of multi-unit retail parks needs to consider that retail units are likely to be handed over for fit-out before the whole contract is completed and hence each unit will need a separate file ready for its practical completion. Items which could be reasonably expected to be required in a health and safety file are shown in Annex C. Now here is the CDM-C industry guidance Text relating to the file:- The CDM co-ordinator has to prepare a suitable health and safety file. The content of the file must be specific. It does not have to be a complex document in its own right. The purpose of the file is to provide easy access to health and safety-related information in the future. It can be a short signposting or contents style file that enables location of the information for future construction work or maintenance. The issues for the CDM co-ordinator in connection with the file are: • early discussion with the client about their needs and expectations • an early assessment of any files or material already in the client’s possession • early agreement on the format, style and location when completed • an understanding by the client of who will use the file and how • the number of copies to be produced • to ensure that early discussions with the client determine the scope, or the need for incorporation of earlier files or other client information • to advise the client and their team so that appropriate requirements for file information delivery are set out in the appointments of other duty holders • to make sure that duty holders know what to provide and when • to determine with the client how they wish to incorporate any asbestos-related information into a project file • to advise on the usefulness of the file and whether the client wants any links with building manuals, operation and maintenance manuals • to advise and assist the client with file updating needs and procedures (including the requirement for the client to keep the file up to date with information that could emerge from later projects, including non-notifiable ones) • material should not be included unless it is directly relevant to managing health and safety and its contents are accurate and project-specific • recommended good professional practice is that the CDM co-ordinator should hold a copy of the file in addition to the one formally handed over to the client • the suggested generic requirements for a health and safety file are provided in paragraph 263 of the ACoP • the focus should be on including those issues that are unusual, difficult to manage or are not likely to be known by a competent contractor. The CDM co-ordinator has the duty to prepare the health and safety file but the principal contractor may assist or lead the compilation process. It is possible that the principal contractor could be appointed or contracted by the CDM co-ordinator to assist with the preparation of the file, or for these arrangements to be clearly agreed with the client and included in all contracts or appointments. These would be contractual arrangements and not a means of transferring the legal responsibility for the file, which rests with the CDM co-ordinator. Now if anyone is suggesting that the CDM-C is going to let the PC and others just throw information in whatever formats they want at him, and that he is then going to have to change all that into a format that he and the client originally wanted, he is mad. Most people have requirements when information is coming their way, the CDM-C is no different than others. I think its called the pecking order in slang e.g. Client with advise from CDM-C will call the shots in most cases however in some cases, the PC will be in best position to call the shots e.g. see para 261. This is all usually agreed in the early part of the contract e.g. either the pre-construction information or the tender documents will include the H&S file / information requirements including formats, structure, timings etc etc. Fool be the CDM-C or Client whom dos not specify this strongly enough and just demand a H&S file of the PC at the end of a job. Remember Co-operation, Communication and Co-ordination Like everyone keeps saying, this is all usually agreed in the early part of the contract e.g. either the pre construction information or the tender documents will include the H&S file/information requirements including formats, structure etc. Now let me ask 3 questions, 1. After reading, the regs, acop and industry guidance, what do you think the HSE wanted, when they passed the duty of the H&S file from the PC to the CDM-C? 2. After reading legal obligations of the CDM-C, is it fair to say that the CDM-C should then have a say in what format, structure, timings etc the information is presented to them as long as they have done it early enough and in a clear concise manner to avoid any misunderstandings?. 3. How many times does the discussion between the CDM-C and Client actually take place relating to the file and whos advise will/should the Client take? Jason
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#27 Posted : 17 June 2008 14:57:00(UTC)
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Posted By Robin Dobson David's question was valid and the response from the CDM C appears from the information given to be wrong. However the level of CDM competence demonstrated by most of the responses indicates that a lot of safety "professionals have not bothered to become competent to the degree that the regulations require. I find the use of incorrect terminology and mis-interpretation of the regulations saddening, offensive and damaging to the Health and Safety profession and the aims of the CDM Regulations to improve standards of Health and Safety management. One of the failings of the regulations is the lack of effective enforcement which makes CDM Co-ordinators self regulating. IOSH as the leading organisation for the Health and Safety profession needs, in my opinion to take charge of the issues of competence. Please discuss
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#28 Posted : 17 June 2008 15:09:00(UTC)
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Posted By Mitch Robin, Is it competence or interpretation given that there is a 12 month period allwed by the new reg's or is competence and (mis)interpretation one and the same thing? Mitch
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#29 Posted : 17 June 2008 15:41:00(UTC)
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Posted By Ron Hunter Irrespective of competence or interpretation, NO WAY is a third party temporary appointment (CDM-C) getting access to our existing Asbestos Registers & Structure Files.(no way would our IT & Risk Management people permit this!) Give us the info please Mr. CDM-C, in the style and format and at the time we asked for it, and we (the Client) will update the Files, thankyou very much. I don't really care how strongly worded the Regulations are, or whether it says should, shall, must or maybe.
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#30 Posted : 17 June 2008 15:52:00(UTC)
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Posted By Mitch Ron, If you are the Client and you are happy with that process, my interpretation is that that does comply in that you have agreed (forcefully!) with the CDM-C the format of the H&S file
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#31 Posted : 17 June 2008 16:42:00(UTC)
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Posted By Ron Hunter Cheers Mitch. I guess I was up on my soapbox with the bullhorn for a minute there.....;-)
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#32 Posted : 17 June 2008 16:48:00(UTC)
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Posted By Mitch You wouldn't be the Ron we love if you weren't
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#33 Posted : 18 June 2008 10:32:00(UTC)
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Posted By willhiem just a quick response something which i came across a while back, seems fair enough to me, its not applicable to most you guys but there may be something similar out there concerning CDMC. (PSDP = CDM-C) "Although final responsibility for the safety file rests with the PSDP, the regulations place significant onus on the contractors/ PSCS assisting in the task. The joint practice memorandum (06/11/H36) by the RIAI SCS ACEI &IE entitled ‘Safety Health and Welfare at Work (Construction) regulations 2006’ recommends that contract documents at tender stage provide that the main contractor shall deliver a safety file, prepared on a preliminary basis, to the PSDP." So from my understanding the PC supplies the info, as someone said a post box, and then the PSDP / CDM-C compiles this along with info from the design team and original safety file if any?
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#34 Posted : 18 June 2008 11:21:00(UTC)
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Posted By JasonGould The industry guidance states almost the same as in Ireland. I quoted the section from both the CDMC and PC in rewlation to the file however IOSH mods have had to remove the thread as it was a copywright document. All I suggest at this stage is for those whom are unclear on this issue is to read the Regs, acop and industry guidance slowly.
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#35 Posted : 18 June 2008 17:05:00(UTC)
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Posted By Neil Prince Gentlemen, I have neither the time nor the inclination to go and on about this subject but I will pass comment on a few comments that have appeared so far. Ron Hunter and sidekick Mitch if the information is available that information should be made available to all people involved with the project, so the attitude that its mine all mine is not very cooperative and in the spirit of CDM. David Matthew your bread is buttered as a PC angle and the terms and conditions are laid before you nobody twits your arm to sign the contract. Robin Dobson I take umbrage with the issue about professionalism, we are all professional as we would not be part of IOSH and conduct discussion topics such as we are doing now. That lofty place or Ivory tower can be a long drop or a very lonely place. Regards Neil Prince
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#36 Posted : 18 June 2008 20:45:00(UTC)
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Posted By Ron Hunter Well I guess we're all firmly put in our place now, eh? End of discussion thread.
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#37 Posted : 19 June 2008 08:44:00(UTC)
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Posted By Robert K Lewis Neil Trifle harsh don't you think. Ron is correct in the sense that CDMC access to company databases is not really a sensible option from the point of view of information security. What he states is what the regulations themselves require - Information will be taken out of the H&S File by themselves as required and requested. They will put back new information in the format they have asked the CDMC to provide. If the client wants particular things it is also necessary for the CDMC to negotiate with the principal contractor how to formulate the information provided. This is often as banal as "do not supply complete suppliers catalogues but extract the relevant information" No two clients are the same and we are all trying to meet his needs at the end of the day. Bob
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#38 Posted : 20 June 2008 08:01:00(UTC)
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Posted By Mitch A positive response there, in the spirit of the forum, from the mass debater which brings us back to, http://www.iosh.co.uk/in...iew&forum=1&thread=36490 Nuff said kemo sabi Lager and kebab tonight methinks
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